Regulatory Compliance Officer

Roles & ResponsibilitiesJob SummaryWe are seeking a Regulatory Compliance Officer to ensure our bank complies with domestic and international financial regulations and policies. This role focuses on understanding financial regulatory requirements and providing strategic direction for their implementation within our organization.Key Responsibilities Check...

Roles & ResponsibilitiesJob Responsibilities Keep abreast of regulatory developments (including MAS) and provide timely dissemination of regulatory updates to ensure business units and relevant departments are aware of latest updates Manages DNC and DNM list, and other activities in accordance with Personal Data Protection Act 2012 requirement. Supports...

Job ResponsibilitiesKeep abreast of regulatory developments (including MAS) and provide timely dissemination of regulatory updates to ensure business units and relevant departments are aware of latest updatesManages DNC and DNM list, and other activities in accordance with Personal Data Protection Act 2012 requirement.Supports card compliance and security...

Roles & ResponsibilitiesJob Description:You will be responsible for supporting the Chief Compliance Officer and Section Head of Compliance, in managing Regulatory Compliance (RC), ensuring local regulatory compliance and aligning with Head Office Compliance framework. You will be responsible for the implementation of RC frameworks, policies and procedures...

Roles & ResponsibilitiesOur Client:Our Client is a leading financial institution with presence in Europe, US and Asia. Currently, they are looking for a Regulatory Compliance, VP and this person will be responsible for establishing and implementing a robust compliance program to ensure compliance with all relevant laws, regulations and internal policies.Job...

Roles & ResponsibilitiesRegulatory Compliance Specialist role is integral to a MNC bank's Singapore Independent Compliance Risk Management team. The role is responsible for collaborating with the team in reviewing and remediating items in the Singapore Regulatory Inventory (RI), particularly focusing on dissecting selected complex Singapore Acts and...

Roles & ResponsibilitiesKerry Consulting is working with a renowned player in the digital banking sector, and they are currently seeking for a highly skilled regulatory compliance professional to join their dynamic team.Responsibilities:In this role, you will serve as a crucial advisor to various business units within the company, providing regulatory...

Roles & ResponsibilitiesAs a Brazilian Regulatory Compliance Coordinator for our FPSO project, you will play a crucial role in ensuring that all operations and activities adhere to the regulatory requirements set forth by Brazilian authorities. You will work closely with internal teams, regulatory bodies, and external stakeholders to ensure compliance with...

Our Client:Our Client is a leading financial institution with presence in Europe, US and Asia. Currently, they are looking for a Regulatory Compliance, VP and this person will be responsible for establishing and implementing a robust compliance program to ensure compliance with all relevant laws, regulations and internal policies.Job Description:Responsible...

Regulatory Compliance Specialist role is integral to a MNC bank's Singapore Independent Compliance Risk Management team. The role is responsible for collaborating with the team in reviewing and remediating items in the Singapore Regulatory Inventory (RI), particularly focusing on dissecting selected complex Singapore Acts and Regulations into thematic...

Kerry Consulting is working with a renowned player in the digital banking sector, and they are currently seeking for a highly skilled regulatory compliance professional to join their dynamic team.Responsibilities:In this role, you will serve as a crucial advisor to various business units within the company, providing regulatory compliance advisory in...

Compliance Officer oversees and manages compliance issues within the company, advises Senior Management/Board on possible risks and informs on material violations, reviews the policies and procedures of the company, ensures that the company is in compliance with regulatory requirements and the employees are in adherence with internal policies and...

Roles & ResponsibilitiesOur Client is a private wealth manager registered with the Monetary Authority of Singapore (“MAS”). Their clients are High Net-Worth and Family Office clients focused in the ASEAN region. They assist clients in inter-generational wealth transfers, wealth planning, asset protection and portfolio optimisation and fund...

about the companyOur client is an established Wholesale Bank hiring for a regulatory compliance AVP. You can expect to work with seasoned and well-respected industry professionals, a diverse workforce and enjoy broad learning exposure.about the jobEnsure the business complies with all relevant policies and procedures, from a group as well as local...

Roles & ResponsibilitiesCompliance Officer oversees and manages compliance issues within the company, advises Senior Management/Board on possible risks and informs on material violations, reviews the policies and procedures of the company, ensures that the company is in compliance with regulatory requirements and the employees are in adherence with internal...

Our client is looking for motivated individuals with excellent problem solving skills. Endless opportunities with this Company in terms of climbing the corporate ladder based on merit with very competitive compensation package! Job Description: • Thorough understanding of regulations including the Banking Act, Securities and Futures Act, and Financial...

Our Client is a private wealth manager registered with the Monetary Authority of Singapore ('MAS'). Their clients are High Net-Worth and Family Office clients focused in the ASEAN region. They assist clients in inter-generational wealth transfers, wealth planning, asset protection and portfolio optimisation and fund management.About the Role:The Compliance...

Roles & ResponsibilitiesOverview:Join the leading payment services provider in Singapore. We are looking for a proactive Compliance Officer with a solid understanding of regulatory requirements in the financial sector. The successful candidate will support our compliance efforts to maintain adherence to legal standards and internal...

Roles & ResponsibilitiesCompliance OfficerOur client is a bank.Job Description:•Attached to Financial Compliance Department•Provide appropriate support to Front Office and Middle Office with regards to ongoing review of existing accounts and event triggered review•Engage the Front Office to obtain the KYC and transactional information and...

About the companyOur client is one of India's leading private banks, incorporated in August 1994, with its registered office in Mumbai, India. Their business philosophy is based on five core values - Operational Excellence, Customer Focus, Product Leadership, People and Sustainability. As of September30, 2023, the Bank's distribution network is at 7,945...