Head of Compliance

Our client, an APAC focus investment management firm with an established team of investment professionals is looking for a Head of Compliance. This role is based in Singapore and is crucial for maintaining the integrity and compliance for the organization's operations. Please contact Sophia Lin on or email your cv directly in word format with job reference...

Company Overview As a global investment manager, we help institutions, intermediaries and individuals meet their goals, fulfil their ambitions, and prepare for the future. But as the world changes, so do our clients’ needs. That’s why we have a long history of adapting to suit the times and keeping our focus on what matters most to our clients. ...

Company Overview As a global investment manager, we help institutions, intermediaries and individuals meet their goals, fulfil their ambitions, and prepare for the future. But as the world changes, so do our clients’ needs. That’s why we have a long history of adapting to suit the times and keeping our focus on what matters most to our clients. ...

Company Overview As a global investment manager, we help institutions, intermediaries and individuals meet their goals, fulfil their ambitions, and prepare for the future. But as the world changes, so do our clients’ needs. That’s why we have a long history of adapting to suit the times and keeping our focus on what matters most to our clients. ...

Independent Reserve SG (IR SG) is looking for an experienced Compliance Manager with a strong understanding of regulatory frameworks and a proactive approach to ensuring compliance. You will be a key member of staff and manage the ongoing compliance and regulatory obligations of IR SG, as well as the retail and institutional customer onboarding...

Independent Reserve SG (IR SG) is looking for an experienced Compliance Manager with a strong understanding of regulatory frameworks and a proactive approach to ensuring compliance. You will be a key member of staff and manage the ongoing compliance and regulatory obligations of IR SG, as well as the retail and institutional customer onboarding...

Independent Reserve SG (IR SG) is looking for an experienced Compliance Manager with a strong understanding of regulatory frameworks and a proactive approach to ensuring compliance. You will be a key member of staff and manage the ongoing compliance and regulatory obligations of IR SG, as well as the retail and institutional customer onboarding processes. IR...

Independent Reserve SG (IR SG) is looking for an experienced Compliance Manager with a strong understanding of regulatory frameworks and a proactive approach to ensuring compliance. You will be a key member of staff and manage the ongoing compliance and regulatory obligations of IR SG, as well as the retail and institutional customer onboarding processes. IR...

We have an exciting opportunity to join our global Risk and Compliance team in Singapore as Head of Compliance and MLRO APAC. As the Head of Compliance & MLRO for our APAC entity, you'll be at the forefront of ensuring our operations meet local regulatory requirements for financial crime and broader compliance. Reporting directly to the Group's Chief...

We have an exciting opportunity to join our global Risk and Compliance team in Singapore as Head of Compliance and MLRO APAC. As the Head of Compliance & MLRO for our APAC entity, you'll be at the forefront of ensuring our operations meet local regulatory requirements for financial crime and broader compliance. Reporting directly to the Group's Chief Risk...

Responsibilities Co-ordinate with Head Office and APAC offices on AML and compliance matters and policies, including compliance with Japanese laws and regulations Providing advice on and considering implementation issues for regional offices relating to changes to Head Office policies especially in AML; co-ordinating with head office on the changes and...

Key responsibilities > Develop and enhance the firm's compliance framework, ensuring it aligns with both current regulatory demands and best practices. Develop, implement, and maintain the trade surveillance program to detect and prevent market abuse, insider trading, and other forms of misconduct. Manage the compliance aspects of MNPI, ensuring all...

Key responsibilities > Develop and enhance the firm’s compliance framework, ensuring it aligns with both current regulatory demands and best practices. Develop, implement, and maintain the trade surveillance program to detect and prevent market abuse, insider trading, and other forms of misconduct. Manage the compliance aspects of MNPI, ensuring...

Description Summary Reporting to the Global Chief Compliance Officer, the Head of Asia Compliance is responsible for leading the compliance function across HarbourVest’s offices in Asia. This VP-level position involves managing a team of four compliance officers and coordinating with global compliance colleagues in Boston, London, and Dublin. In...

Description Summary Reporting to the Global Chief Compliance Officer, the Head of Asia Compliance is responsible for leading the compliance function across HarbourVest’s offices in Asia. This VP-level position involves managing a team of four compliance officers and coordinating with global compliance colleagues in Boston, London, and Dublin. In...

About the team: At Aspire, we understand the importance of maintaining a strong culture of compliance to protect our organization and ensure the trust of our customers. Our Compliance Team is at the forefront of identifying and addressing regulatory risks, implementing controls, and ensuring that our policies and procedures align with regulatory...

About the team: At Aspire, we understand the importance of maintaining a strong culture of compliance to protect our organization and ensure the trust of our customers. Our Compliance Team is at the forefront of identifying and addressing regulatory risks, implementing controls, and ensuring that our policies and procedures align with regulatory...

Aspire is the leading all-in-one finance operating system for growing businesses in APAC. We are on a mission to reinvent business finance for a new generation of entrepreneurs and business owners, empowering startups and MSME to realise their full potential.  Founded in 2018, Aspire has raised over USD 300M+ across equity and debt from world-class...

Aspire is the leading all-in-one finance operating system for growing businesses in APAC. We are on a mission to reinvent business finance for a new generation of entrepreneurs and business owners, empowering startups and MSME to realise their full potential.  Founded in 2018, Aspire has raised over USD 300M+ across equity and debt from world-class...

Description : Details of the Division and Team: Deutsche Bank ("DB") is committed to the highest standards of control in the areas of Anti-Money Laundering ("AML"), Sanctions & Embargoes, Anti-Bribery and Corruption and Anti-Fraud (collectively referred to as Anti-Financial Crime or "AFC"). All employees are required to adhere to these standards to...