Vice President, Securities and Global Markets Oversight

1 week ago

Singapur, Singapore Sumitomo Mitsui Banking Corporation Full time

Job Responsibilities

  • Working closely with the bank’s and securities company’s compliance and AML teams, integration of bank and securities compliance and AML policies and procedures to ensure consistency.
  • Oversight of group securities company compliance from the perspective of the ultimate parent company.
  • Advising on group policies and procedures, and co-ordinating with relevant departments to ensure compliance with Japanese laws, including in the development of products and services and joint marketing activities
  • Monitoring and testing to ensure compliance with compliance and AML requirements by employees who are in dual-hatting capacity or acting in collaboration across entities
  • Collaborate with relevant departments of the bank’s Head Office and parent company.
Job Requirements
  • Sound knowledge and experience in AML and compliance regulations in relating to securities and capital and global markets products, including the Securities & Futures and Financial Advisers’ Acts is essential
  • Good communications skills, with ability to navigate multiple organizations and find common ground
  • Meticulous and detailed
  • Collaborative, and team oriented
  • Strong stakeholder management skills
#J-18808-Ljbffr

  • Vice President

    3 weeks ago

    Singapur, Singapore Michael Page Full time

    Join to apply for the Vice President - Payments (Global) role at Michael Page Join to apply for the Vice President - Payments (Global) role at Michael Page High growth, late stage pre-IPO business High visibility, senior leadership role High growth, late stage pre-IPO business High visibility, senior leadership role About Our ClientOur client is a...

  • Senior Vice President, Non-Financial Risk

    3 weeks ago

    Singapur, Singapore HSBC Full time

    Senior Vice President, Non-Financial Risk - Markets and Securities Services Join to apply for the Senior Vice President, Non-Financial Risk - Markets and Securities Services role at HSBC Senior Vice President, Non-Financial Risk - Markets and Securities Services 2 days ago Be among the first 25 applicants Join to apply for the Senior Vice President,...

  • Associate/Vice President

    3 weeks ago

    Singapur, Singapore MUFG Full time

    Associate/Vice President - Risk and Compliance, Global Markets Division Join or sign in to find your next job Join to apply for the Associate/Vice President - Risk and Compliance, Global Markets Division role at MUFG Associate/Vice President - Risk and Compliance, Global Markets Division Join to apply for the Associate/Vice President - Risk and...

  • Assistant Vice President, Compliance Advisory

    3 weeks ago

    Singapur, Singapore MUFG Full time

    Assistant Vice President, Compliance Advisory Join to apply for the Assistant Vice President, Compliance Advisory role at MUFG Assistant Vice President, Compliance Advisory Join to apply for the Assistant Vice President, Compliance Advisory role at MUFG Get AI-powered advice on this job and more exclusive features. Do you want your voice heard and your...

  • Vice President, Global Markets Operations, Group Technology

    3 days ago

    Singapur, Singapore UOB Full time

    Vice President, Global Markets Operations, Group Technology & Ops Join to apply for the Vice President, Global Markets Operations, Group Technology & Ops role at UOB About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe and...

  • Senior Vice President, Oversight and Reporting

    2 weeks ago

    Singapur, Singapore HSBC Full time

    Overview Some careers have more impact than others. If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further. Risk...

  • Vice President, Regulatory Reporting Operations Professional

    3 weeks ago

    Singapur, Singapore Bank of America Full time

    Vice President, Regulatory Reporting Operations Professional (NFRR), Global Operations Join to apply for the Vice President, Regulatory Reporting Operations Professional (NFRR), Global Operations role at Bank of America Vice President, Regulatory Reporting Operations Professional (NFRR), Global Operations 6 days ago Be among the first 25 applicants Join to...

  • Treasury & Chief Investment Office - Vice President

    3 days ago

    Singapur, Singapore JPMorganChase Full time

    Treasury & Chief Investment Office - Vice President Get AI-powered advice on this job and more exclusive features. Job DescriptionStep into a pivotal role as a Vice President in the Treasury & Chief Investment Office (TCIO), where you will be at the forefront of managing the firm's liquidity and financial risks. This is your chance to join a dynamic team,...

  • Assistant Vice President

    3 weeks ago

    Singapur, Singapore MUFG Full time

    1 week ago Be among the first 25 applicants Do you want your voice heard and your actions to count?Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), one of the world’s leading financial groups. Across the globe, we’re 120,000 colleagues, striving to make a difference for every client, organization, and community we serve. We stand for...

  • Vice President, Business Development

    3 weeks ago

    Singapur, Singapore Marsh Full time

    Join to apply for the Vice President, Business Development role at Marsh Join to apply for the Vice President, Business Development role at Marsh We are seeking a talented individual to join our Business Development team at Marsh. This role will be based in Singapore. This is a hybrid role that has a requirement of working at least three days a week in...