Senior Vice President, Compliance Consulting, Singapore

3 weeks ago

Singapur, Singapore Kroll Associates (S) Pte Ltd Full time

Kroll’s Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing them with ongoing compliance advice to navigate the rapidly changing regulatory landscape. As a Senior Vice President, you will embody drive, embrace change and take risks. You will be innovative and solve problems in our Compliance Consulting business. RESPONSIBILITIES Managing a portfolio of clients regulated by the MAS, and other global financial services regulators Managing a team of consultants, each with own client base Preparing compliance and operational policies and procedures Setting up the regulatory and governance infrastructure and assisting ongoing monitoring Undertaking periodic monitoring reviews at client premises Reporting on findings and providing recommendations for procedural improvements to meet regulatory and best practice requirements Managing regulatory filing and reporting schedules Providing ad hoc regulatory advice and creative solutions Updating clients on regulatory change Networking and relationship building with industry professionals and industry bodies Business development with potential clients REQUIREMENTS Minimum 8 years of working experience University degree in Accounting and Finance is preferred Possessed relevant professional qualifications e.g., CA, ACCA, CPA Proven experience in a financial services regulatory compliance role, for example within a regulator, a regulated firm or a consultancy Detailed understanding of MAS rules and regulations Preferable to have detailed understanding of any other financial services regulator’s rules and regulations Good understanding of financial services and the alternative asset management industry Ability to work on own initiative and as part of a team Leadership skills, client facing, solutions-focused skills Clear, logical thought processes, ability to make decisions and articulate these clearly Strong English oral and written communication skills Time management skills and ability to work within deadlines Solution-driven and problem-solving attitude Legal or accountancy background would be useful In order to be considered for a position at Kroll, you must formally apply via careers.Kroll.jobs Kroll is committed to equal opportunity and diversity, and recruits people based on merit. #J-18808-Ljbffr

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