Associate Director

3 days ago

Singapur, Singapore BeathChapman Pte Ltd Full time

The Role We are seeking a Compliance candidate to join our Wealth Management division — an integral role ensuring that our advisory and investment activities operate within the highest regulatory and ethical standards. This is an excellent opportunity for a detail-oriented professional with a passion for governance, regulation, and client protection within the private wealth space. Responsibilities: Provide day‑to‑day compliance support to front office teams across discretionary and advisory wealth management. Review and monitor client onboarding (KYC/AML), suitability assessments, and investment documentation. Assist in the interpretation and implementation of new regulatory developments affecting the wealth business. Conduct compliance monitoring and thematic reviews, producing reports and recommendations. Support the development and delivery of compliance training to employees. Liaise with regulators and internal stakeholders, ensuring timely responses to queries and audits. Requirements: Bachelor’s degree in Law, Finance, Business, or a related field. 10 years of experience in Compliance, ideally within wealth management, private banking, or investment advisory. Strong technical knowledge in SFA, FAA, MAS regulations etc. Excellent communication and interpersonal skills, with the confidence to challenge and advise senior stakeholders. High attention to detail and a proactive, analytical mindset. Take charge of this opportunity to welcome a new career challenge in 2025 EA Personnel No. R BeathChapman Pte Ltd Licence No. 16S8112 #J-18808-Ljbffr

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