Permanent WMSG Head of Financial Security

1 week ago

Singapur, Singapore BNP PARIBAS, Singapore Branch Full time

Overview

Position Purpose: Management and Oversight of the WMSG Compliance FS / KYC Team which is responsible for the Compliance processes of client onboarding and recertification for accounts booked in WMSG.

Responsibilities

Direct Responsibilities

  1. Acting as key personnel to handle FS / KYC/ AML matters.
  2. Managing FS/KYC/AML risk for WMSG with the following key responsibilities:
    • Managing the Account Opening and Recertification to ensure that accounts are opened or reviewed by Compliance on a timely basis, meeting both the regulatory and internal policies standards.
    • Providing guidance to the Compliance officer in the FS/KYC Team both from technical and managerial support perspectives.
    • Advising the Business on FS/KYC/AML policies and regulations.
    • Participating in Client Acceptance Committee, including the approval of account opening and recertification cases.
    • Ensuring there is an effective FS/KYC/AML training program for the Business and support function staff.
    • Presiding over NCF derogations and L3 Transaction Monitoring approvals.
    • Working alongside with WMHK Compliance FS/KYC/AML teams to ensure regional policies and procedures are aligned with Head Office and regulatory standards.
    • Undertaking and/or supporting ad-hoc FS/KYC/AML projects as and when required.
    • Advising Business and support functions on FS/KYC/AML issue.
    • Reviewing escalation from Level 2 transaction monitoring team.
    • Reviewing draft STRs and coordinating the filing of STRs with WMSG Compliance and senior management of WMSG.
    • To ensure timely submission of internal reports / MI to Head Office Compliance to Head Office Compliance and senior management.
  3. Co-coordinating with Head Office Compliance, GFS, APAC FS Transversal and various stakeholders on policies, procedures and system changes in relation to FS/KYC/AML.
Contributing Responsibilities
  1. Liaising with internal/external auditors including responding to routine visits, audits and other enquiries linked to compliance issues.
  2. Supporting APAC Head of WM FS KYC Compliance & SG WM Compliance Representative in KYC related matters/ initiatives
Technical & Behavioral Competencies
  • Strong knowledge of Hong Kong & Singapore AML/CFT regulations and international standards.
  • Strong leadership capability.
  • Strong project management capability.
  • Good interpersonal skills.
Specific Qualifications (if required)
  • University degree
  • At least 12-15 years of Compliance experience with minimum 8 years performing AML/CFT responsibilities.
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