Assistant Audit Manager

Overview Marex has unique access across markets with significant share globally both on and off exchange. The depth of knowledge amongst its teams and divisions provides its customers with clear advantage, and its technology-led service provides access to all major exchanges, order-flow management via screen, voice and DMA, plus award-winning data, insights and analytics. The Audit team is a global function with a presence in UK, North America, France, and Singapore. Role Summary Provides advice and influence change to improve Marex Group plc ("Marex")’s corporate governance, risk management practice and internal control environment. Through the Group Head of Internal Audit provides assurance to the Board on the adequacy, effectiveness and efficiency of the Marex internal control environment. Support the delivery of Marex’s corporate priorities as set out in the business plan; increase internal and external confidence in the Marex business and brand. Overall Responsibilities Manages business audit aspects of the internal audit function in Marex, providing effective governance within the three lines of defense framework. Implements and reviews business and risk management processes and the effectiveness of the internal control environment; recommends and promotes improvements. Promotes internal audit and Marex to the wider community through direct contact and external/internal interactions. Contributes to the strategic development of the internal audit function and the Marex business generally. Leads the review and evaluation of business services within Marex and advises management to improve risk mitigation. With the Group Head of Internal Audit conducts an annual audit risk assessment to determine audit need and prioritise key risks for review across APAC locations and business units. Develops and implements a three-year strategic internal audit plan for key risks across Marex business units; provides assurance to the Board and senior management. Plans and delivers the annual work program for Marex with the Group Head of Audit; manages projects to meet professional standards and KPIs. Contributes to the development of Marex standards and procedures; reviews the effectiveness of internal functions. Advises and influences the Board and senior management to strengthen governance, risk management and internal controls. Reports to the Marex Board, senior management and the Audit and Compliance Committee through the Group Head of Internal Audit on the internal audit work program. Researches, promotes, implements and contributes to electronic work papers and risk assessment tools for the Marex internal audit function. Ensures compliance with regulatory requirements under MAS, SFC, ASIC, FCA, NFA, AMF, or other relevant bodies. Adheres to the operational risk framework and demonstrates the highest standards of integrity and conduct, complying with Marex’s Code of Conduct and internal policies. Escalates risk events immediately and provides input to risk management processes as required. Competencies, Skills And Experience Competencies Appropriate personal qualities and credibility to operate effectively with Marex; interaction with Senior Executives is anticipated. Effective project management and excellent oral and written communication skills. Strong inter-personal skills; understanding of risk management and ability to communicate it. Value-driven, collaborative team player; curious, resilient in a fast-paced environment; strategic thinker with agility. Skills And Experience Three years’ experience as an Audit practitioner or assurance provider in financial services; preferably with broking exposure. Experience in risk assessments and audits of complex financial systems. Knowledge of modern internal audit concepts and standards in financial services; additional training provided. Experience creating, developing and implementing audit strategies, policies and procedures. Experience in internal audit or Compliance functions; ability to manage relationships and influence change. Proficient IT skills; enthusiasm for working in financial markets; willingness to travel (around 10%). Experience in regulated environments and knowledge of risk and compliance requirements. Holding a relevant professional qualification would be advantageous. Company Values Respect — Clients are at the heart of our business; superior execution and service are foundational. Integrity — We uphold high ethical standards in everything we do. Collaborative — Open, direct communication and teamwork are essential for success. Developing our People — Marex grows its people; we foster careers for ambitious, hardworking individuals. Adaptable and Nimble — A non-bureaucratic, well-controlled environment fosters initiative and satisfaction. Conduct Rules Act with integrity; due skill, care and diligence. Be open and cooperative with MAS and other regulators. Pay due regard to customer interests and treat customers fairly. Observe proper market conduct; deliver good outcomes for retail customers. Seniority level Mid-Senior level Employment type Full-time Job function Accounting/Auditing and Finance We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI. #J-18808-Ljbffr