VP of Compliance

1 week ago


Singapur, Singapore WilsonHCG Full time

Overview

A leading alternative investments firm is looking to hire VP Compliance to report to Chief Compliance Officer.

Responsibilities
  • Preparing MAS and SGX filings for the entities
  • To manage the relationship with local regulatory bodies and auditors.
  • Assisting with the oversight and continuing the implementation of compliance programmes
  • Staff personal dealing in financial instruments.
  • Staff conflict of interest situations.
  • To provide compliance opinion/risk assessment on KYC files and PEP/Sanctions alerts requiring an intervention.
Qualifications

Bachelor with10 to 15 years of regulatory compliance experience working inhouse at an asset management or compliance consulting.

Consultant Registration No. R

Singapore Employment Agency License No: 16S8069

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