
VP of Compliance
1 week ago
Overview
A leading alternative investments firm is looking to hire VP Compliance to report to Chief Compliance Officer.
Responsibilities- Preparing MAS and SGX filings for the entities
- To manage the relationship with local regulatory bodies and auditors.
- Assisting with the oversight and continuing the implementation of compliance programmes
- Staff personal dealing in financial instruments.
- Staff conflict of interest situations.
- To provide compliance opinion/risk assessment on KYC files and PEP/Sanctions alerts requiring an intervention.
Bachelor with10 to 15 years of regulatory compliance experience working inhouse at an asset management or compliance consulting.
Consultant Registration No. R
Singapore Employment Agency License No: 16S8069
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