VP/SVP, Head of Regulatory Compliance

3 weeks ago


Singapur, Singapore Alpha Ladder Group Full time

Overview

VP/SVP, Head of Regulatory Compliance (CMSL/RMO/MPIs, Regulatory & Licensing) – Singapore

We are seeking a highly skilled and professional VP/SVP, Head of Regulatory Compliance to lead the regulatory compliance function for Singapore within our Digital Green Group, shaping financial innovation, financial technology, and sustainable technology in alignment with our business growth in APAC and other regions.

The role is responsible for leading and managing the overall Singapore regulatory compliance function and improvements, covering Capital Market Services Licences (Securities, CIS, Derivatives and Custodial Services), Recognised Market Operator License, and Major Payment Institution (including Digital Payment Token and Cross-Border payments), ensuring the company adheres to applicable laws, regulations, and internal policies while enabling business agility and innovation.

You will act as a trusted advisor to the Group Chief Compliance Officer and senior management while shaping the compliance landscape in a fast-evolving and highly regulated industry, and work closely with senior leadership and external regulators to uphold strong governance and regulatory compliance controls.

Responsibilities:

  • Lead the overall compliance function and manage relationships with the Monetary Authority of Singapore (MAS), other regulatory bodies, auditors, and market experts to ensure effective communication and compliance adherence.
  • Design, develop, implement and maintain a robust compliance program tailored to the fintech industry while delivering best-in-class compliance framework and programme.
  • Monitor regulatory changes and assess their impact on Singapore’s operations, proactively advising senior management.
  • Lead compliance risk assessments and establish controls to mitigate compliance risks across products and services.
  • Evaluate issues of strategic, legal or reputational importance; provide direction on how these should be addressed or resolved effectively.
  • Support senior management and group functions in driving new business initiatives by providing expertise in the MAS regulatory framework.
  • Drive continuous improvement initiatives by identifying efficiencies in operating practices and processes while upholding a robust control environment.
  • Ensure Platform’s products and services meet regulatory standards and support the growth and development of new products and services.
  • Design and deliver compliance training programs to educate employees on regulatory requirements and company policies.
  • Represent the firm in external audits, inspections, and industry forums as required.

Requirements:

  • Bachelor’s degree in Law, Finance, Business Administration, or related field; advanced degree or relevant certification (e.g., CAMS, CRCM, CCEP) preferred.
  • Minimum of 13 years of compliance experience, with at least 5 years in a leadership role within fintech or financial services covering either CMSL or Major Payment Institutions.
  • Experience in overseeing enterprise-level compliance programs and managing regulator relationships.
  • Deep knowledge of financial regulations in Singapore frameworks including the PSA and the Securities and Futures Act (SFA), MAS Notices, and Guidelines; Experience in other markets and jurisdictions is a plus.
  • Deep understanding of capital markets and hands-on experience across a broad range of asset classes.
  • Strong understanding of the fintech environment and ability to adapt in a fast-moving atmosphere.
  • Excellent leadership skills and the ability to influence cross-functional teams.
  • Subject matter expert, capable of dealing with complex issues, forward-looking, solutions-oriented, and hands-on.
Seniority
  • Mid-Senior level
Employment type
  • Full-time
Job function
  • Legal, Management, and Quality Assurance
Industries
  • Financial Services, Securities and Commodity Exchanges, and Capital Markets
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