Compliance Manager

Join to apply for the Compliance Manager role at Randstad Singapore

5 days ago Be among the first 25 applicants

Join to apply for the Compliance Manager role at Randstad Singapore

Direct message the job poster from Randstad Singapore

Legal & Compliance Recruiter for Financial Services (Banking, Capital Markets & Fintech - Payments/ Digital Assets) at Randstad Singapore

about the company
Our client is a Wealth Management Firm seeking a highly motivated and experienced Compliance Manager to lead and be responsible for a strong regulatory framework as well as ensure adherence to the highest industry standards.
about the job

• Act as the liaison officer with the Monetary Authority of Singapore (MAS) and all relevant authorities
• Monitor, interpret, and communicate new and updated regulatory requirements and assess their impact on the firm's operations and products. Keep management abreast of any material impacts
• Provide practical AML and compliance advice and guidance to all business units
• Carry out AML assessments, including client onboarding reviews, transaction monitoring, and investigations where necessary
• Review and update internal compliance policies, procedures, and manuals to ensure they are robust
• Review and approve marketing materials, client communications, and product documentation to ensure compliance and fair dealing
• Implement, and execute a comprehensive compliance monitoring program to identify and mitigate potential compliance risks
• Prepare and submit all required regulatory reports and filings accurately and on time
• Coordinate and support audits, regulatory inspections, and ad-hoc inquiries, ensuring timely and accurate responses
• Develop and deliver compliance training programs for all staff
  

about the company
Our client is a Wealth Management Firm seeking a highly motivated and experienced Compliance Manager to lead and be responsible for a strong regulatory framework as well as ensure adherence to the highest industry standards.
about the job

• Act as the liaison officer with the Monetary Authority of Singapore (MAS) and all relevant authorities
• Monitor, interpret, and communicate new and updated regulatory requirements and assess their impact on the firm's operations and products. Keep management abreast of any material impacts
• Provide practical AML and compliance advice and guidance to all business units
• Carry out AML assessments, including client onboarding reviews, transaction monitoring, and investigations where necessary
• Review and update internal compliance policies, procedures, and manuals to ensure they are robust
• Review and approve marketing materials, client communications, and product documentation to ensure compliance and fair dealing
• Implement, and execute a comprehensive compliance monitoring program to identify and mitigate potential compliance risks
• Prepare and submit all required regulatory reports and filings accurately and on time
• Coordinate and support audits, regulatory inspections, and ad-hoc inquiries, ensuring timely and accurate responses
• Develop and deliver compliance training programs for all staff
  

skills and experience required

• Bachelor's degree from a reputable institution
• Minimum 8-10 years of relevant compliance experience from a Financial Institution, preferably with experience in wealth management, private banking or asset management
• Well versed in Securities and Futures Act (SFA) and Financial Advisers Act (FAA)
• High level of integrity, professionalism, and ethical conduct

To apply online please use the 'apply' function, alternatively you may contact at .
(EA: 94C3609/ )
Seniority level

• Seniority level Mid-Senior level

Employment type

• Employment type Full-time

Job function

• Job function Accounting/Auditing, Finance, and Other
• Industries Banking, Capital Markets, and Financial Services

Referrals increase your chances of interviewing at Randstad Singapore by 2x

Sign in to set job alerts for "Compliance Manager" roles. Manager, Regulatory Monitoring and Testing Manager/Senior Manager, Group Compliance Assistant Manager / Manager – Regulatory Compliance Assistant Manager, Compliance (Corporate Functions) Senior Compliance Officer / Compliance Manager Compliance, Regulatory Country Compliance – Affairs, Analyst/Associate, Singapore Manager Compliance Legal Anti-Corruption Trade & Regulatory | Singapore

We're unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.

#J-18808-Ljbffr

---