Trade Surveillance

Excellent opportunity to be a part of the Fixed Income - Trade Surveillance team  Job Summary: As an Associate within the APAC surveillance team, you will be reporting to the Surveillance Manager and will be responsible for conducting trade surveillance across various Lines of Business (LOB). The role also offers the candidate excellent opportunities...

Trading Surveillance AnalystAbout US (GEMS): ENGIE Global Energy Management & Sales (GEMS) provides energy supply solutions and risk management services to support its clients through their decarbonization journey, while optimizing ENGIE’s assets and contributing to value creation. ENGIE is a global reference in low-carbon energy and services with a...

Charterhouse Partnership is currently sourcing for a Surveillance VP for an Investment Bank. Reporting to the Head of Surveillance, you will monitor and analyse the sales, trading and banking activities conducted by the business. Responsibilities:The incumbent will carry out monitoring of transactions and electronic communications to identify potential...

Business Function   DBS is a top equity house and a market leader in REITs and property trusts in the region. We have been recognized as pre-eminent investment bank and won a number of prestigious awards, including Best Equity House in Singapore by Asiamoney for 14 consecutive years from 2002 to 2015; Best REIT House in Asia by The Asset for four...

Who We Are At OKX, we believe the future will be reshaped by technology. Founded in 2017, we are revolutionising world systems through our cutting-edge digital asset exchange, Web3 portal and blockchain ecosystems. We reshape the financial ecosystem by offering some of the most diverse and sophisticated products, solutions, and trading tools on the market....

Who We Are At OKX, we believe the future will be reshaped by technology. Founded in 2017, we are revolutionising world systems through our cutting-edge digital asset exchange, Web3 portal and blockchain ecosystems. We reshape the financial ecosystem by offering some of the most diverse and sophisticated products, solutions, and trading tools on the market....

What you will do Coordinate compliance with applicable laws, rules and regulations as it relates to risk reporting and gas, crude and products trading Participate in reviews of new transactions and new products and analyze the impact on compliance Develop and maintain compliance plans, policies and procedures and monitor adherence to these policies ...

About us At ExxonMobil, our vision is to lead in energy innovations that advance modern living and a net-zero future. As one of the world's largest publicly traded energy and chemical companies, we are powered by a unique and diverse workforce fueled by the pride in what we do and what we stand for. The success of our Upstream, Product Solutions and Low...

Description The Opportunity    The customer is the focus of everything we do, and millions of end users rely on our products daily. We believe in ensuring all our Representatives are equipped with the necessary process and tools to deliver quality sales advisory to our customers. Manulife Business Academy is setting up the Training and...

Key responsibilities > Develop and enhance the firm's compliance framework, ensuring it aligns with both current regulatory demands and best practices. Develop, implement, and maintain the trade surveillance program to detect and prevent market abuse, insider trading, and other forms of misconduct. Manage the compliance aspects of MNPI, ensuring all...

Key responsibilities > Develop and enhance the firm’s compliance framework, ensuring it aligns with both current regulatory demands and best practices. Develop, implement, and maintain the trade surveillance program to detect and prevent market abuse, insider trading, and other forms of misconduct. Manage the compliance aspects of MNPI, ensuring...

What you will do Coordinate compliance with applicable laws, rules and regulations as it relates to risk reporting and gas, crude and products trading Participate in reviews of new transactions and new products and analyze the impact on compliance Develop and maintain compliance plans, policies and procedures and monitor adherence to these...

Job Description The Opportunity    The customer is the focus of everything we do, and millions of end users rely on our products daily. We believe in ensuring all our Representatives are equipped with the necessary process and tools to deliver quality sales advisory to our customers. Manulife Business Academy is setting up the Training and...

Roles & ResponsibilitiesJob ResponsibilitiesThe role of the Head of Exchange is pivotal in overseeing the operations, strategic direction, and regulatory compliance of an exchange.The Head of Exchange plays a crucial role in maintaining the integrity of the financial markets, ensuring regulatory compliance, and fostering a competitive and transparent trading...

Roles & ResponsibilitiesJob ResponsibilitiesThe role of the Head of Exchange is pivotal in overseeing the operations, strategic direction, and regulatory compliance of an exchange.The Head of Exchange plays a crucial role in maintaining the integrity of the financial markets, ensuring regulatory compliance, and fostering a competitive and transparent trading...

 About us At ExxonMobil, our vision is to lead in energy innovations that advance modern living and a net-zero future. As one of the world’s largest publicly traded energy and chemical companies, we are powered by a unique and diverse workforce fueled by the pride in what we do and what we stand for. The success of our Upstream, Product Solutions and...

DescriptionDetails of the Division and Team:Corporate Banking is a business heavily focused on technology, with a growing emphasis on real-time processing and customer demand for seamless systems and access to data support. This highlights the crucial role of technology in the business operations.Deutsche Bank stands out for its extensive network and...

Description : Details of the Division and Team: Corporate Banking is a technology centric business, with an increasing move to real-time processing, an increasing appetite from customers for integrated systems and access to supporting data. This means that technology is more important than ever for the business. Deutsche Bank is one of the few...

SummaryThe Technical inspector will be responsible to provide the on-site technical support related to system installation, fire-rated system inspections &, onsite quality inspections. He/she will also be managing the fire certification application process.ResponsibilitiesConduct project site inspections. Liaise with customers on the fire certification...

Planning, co-ordination with users and IT dept and implementation relating to AML and compliance systems; data analytics to help track risk trends relating to AML and compliance; keeping up to date with developments relating to AML and compliance systems eg emerging technology solutions for name screening, transaction monitoring or trade/communication...