Assistant Vice President, Market Conduct Investigations

1 month ago

Singapur, Singapore HSBC Full time

Some careers open more doors than others.

If you’re looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers opportunities, support and rewards that will take you further.

HSBC Life in Singapore is the combination of AXA Singapore and HSBC Insurance. Here you can specialise in Insurance but enjoy the advantages that come with being part of a leading global international bank.

Insurance is about people, and the promises they make. At HSBC Life in Singapore we help deliver on these promises by providing a wide variety of life insurance products and services to our clients throughout the Asia-Pacific region. Our employees enjoy a dynamic and innovative workplace and a world of opportunities to develop their careers in a high-profile growing business segment. We empower our combined team of high-performing individuals to build skills and explore new experiences to realise the full potential of being part of HSBC.

Together we will pursue efficient ways of working. We will harness the latest data and technology solutions to achieve meaningful outcomes for our clients. And the protection we offer will create broad and lasting impact, helping clients to be healthier, more productive and more confident in their futures.

We are currently seeking a high calibre professional to join our team as an Assistant Vice President, Market Conduct Investigations.

Principal Responsibilities

Conduct investigations in relation to market misconduct complaints and follow-up actions Perform market conduct compliance reviews, monitor and implement follow-up actions Liaise with the Regulator and relevant Government Agencies Maintain and revise policies and procedures for the general operation of distribution compliance activities Cover duties of team leader and members in his/her absence Any other ad-hoc duties and projects assigned Requirements Diploma in Compliance or equivalent or Degree in Business, Finance or equivalent Has relevant experiences in compliance, or investigation background from law enforcement agencies Strong Analytical Skills Meticulous Strong Communication and Writing Skills

To be considered for this role, the relevant rights to work in Singapore is required.

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