Portfolio Compliance Analyst

1 month ago

Singapur, Singapore Schroders Full time

Overview of Role/Principle Responsibilities

This role has the following principal responsibilities: We’re looking for someone to join the Portfolio Compliance Oversight team in Singapore as a Portfolio Compliance Analyst 2. The Portfolio Compliance Team is an essential part of the Schroder control environment, supporting Investment Teams to ensure effective pre and post trade mandate restriction monitoring.

It is a role where attention to detail, time management and good communication skills are critical. The Portfolio Compliance Lead Analyst 2 works closely with members of the Portfolio Compliance Team globally and also has regular contact across other teams in the business regionally.

The successful candidate will be someone willing to seize the opportunity and get the best out of being a member of this rapidly evolving team. Enthusiastic about improving processes, learning new skills and making a difference to the teams we support.

Key Responsibilities

Daily Review of overnight violations; escalate and follow through issues appropriately Perform alternative monitoring for restrictions that cannot be coded in Aladdin and strive to automate or streamline the procedure where possible Assist teams to override order or trade violations where necessary or appropriate Maintain broker rules in Aladdin and assist Trading Desks with queries Work closely with Fund Managers / Product / Client Executives on investment guidelines related matters and issues, and maintain good working relationships with them Provide advice on the validity of pre-trade alerts  Assist in and/or lead audit/regulator/client queries and visits New simple account on-boarding activities including translating the investment guidelines into code using the Aladdin platform Review, update, test and troubleshoot errors, if any, on rules due to investment guidelines changes Create and maintain various lists used in rules  Handle the departmental administrative matters together with the rest of the team  Assist in audit / regulator / client queries and visits

General skills

Good communication, written and spoken, and be able to connect with people Organised, have good time management skills and able to prioritise given tasks Ability to deliver complex information in a clear and concise way, both written and face to face Care and diligence in reviewing overnight violations and the desire to make the way we do things more robust, scalable and efficient Proactive approach to risk mitigation Able to tap on past relevant experiences to handle novel issues 

Technical Skills

3 years’ experience in performing investment guidelines monitoring in the investment management industry and of investment products Basic knowledge and understanding of the regulations relating to regulatory investment restrictions e.g. UCITS, 40s ACT, Canadian Pensions Preferably experience in using guidelines monitoring systems, Refinitiv or Bloomberg Proficient in MS Office such as Excel and Word. 

Personal Attributes

Self-motivated and enthusiastic; with the ability to own and deliver solutions Flexible, highly curious and willing to learn A critical thinker who’s able to look at things from different angles Attention to detail with a passion for quality Responsible, diligent and willing to put in extra effort and hours to get things accomplished Desire to shape how we communicate with various Schroders teams and to build and manage efficient processes to deliver information 

We recognise potential, whoever you are

Our purpose is to provide excellent investment performance to clients through active management. Diversity of thought facilitated by an inclusive culture will allow us to make better decisions and better achieve our purpose. This is why inclusion and diversity are a strategic priority for us and why we are an equal opportunities employer: you are welcome here regardless of your age, disability, gender identity, religious beliefs, sexual orientation, socio-economic background or any other protected characteristics.

  • Portfolio Compliance Analyst

    2 weeks ago

    Singapur, Singapore Schroders Full time

    Overview of Role/Principle Responsibilities This role has the following principal responsibilities: We're looking for someone to join the Portfolio Compliance Oversight team in Singapore as a Portfolio Compliance Analyst 2. The Portfolio Compliance Team is an essential part of the Schroder control environment, supporting Investment Teams to ensure...

  • Portfolio Compliance Lead Analyst

    2 weeks ago

    Singapur, Singapore Schroders Full time

    Overview of Role/Principle Responsibilities This role has the following principal responsibilities: We're looking for someone to join the Portfolio Compliance Oversight team in Singapore as a Portfolio Compliance Lead Analyst 2. The Portfolio Compliance Team is an essential part of the Schroder control environment, supporting Investment Teams to ensure...

  • Portfolio Compliance Lead Analyst

    1 month ago

    Singapur, Singapore Schroders Full time

    Overview of Role/Principle Responsibilities This role has the following principal responsibilities: We’re looking for someone to join the Portfolio Compliance Oversight team in Singapore as a Portfolio Compliance Lead Analyst 2. The Portfolio Compliance Team is an essential part of the Schroder control environment, supporting Investment Teams to ensure...

  • Analyst / Senior or Lead Analyst – Credit Risk Modelling, Risk Portfolio Management

    4 weeks ago

    Singapur, Singapore OCBC Bank Full time

    Analyst / Senior or Lead Analyst – Credit Risk Modelling, Risk Portfolio Management -(240000BP) Description About the Department: Excellent opportunity for an experienced credit risk professional to join a high-performing and evolving Risk Portfolio Management (‘RPM’) function. RPM comprises of a broad range of functions primarily focused on...

  • Senior Portfolio Analyst

    1 month ago

    Singapur, Singapore CapitaLand Full time

    Job Description You will be supporting the Portfolio Management team at CapitaLand Ascendas REIT Management Limited and report to Vice President, Portfolio Management, Singapore. Responsibilities Support the Head of Department in the analysis of the performance of the Singapore portfolio, and in the consolidation of performance of the overall...

  • Portfolio Analyst/Senior Analyst

    1 week ago

    Singapur, Singapore Tri-Cap Consulting Full time

    We are recruiting for one of the largest listed Logistics and Industrial Real Estate company in Singapore. They own more than 180 properties across three key segments in Logistics/Industrial Business Parks and Data Centres globally.Reporting to the VP – Portfolio Management, you will be primarily responsible for the analysis of the performance of its...

  • Business Analyst

    1 month ago

    Singapur, Singapore Unison Consulting Pte Ltd Full time

    We are seeking a skilled Business Analyst to join our team on a 6-12month contract basis. The primary responsibility of this role is to assist in BCBS239 documentation and lineage documentation. The ideal candidate should possess strong SQL understanding, with the ability to grasp concepts quickly. Basic knowledge of RWA (Risk Weighted Assets) Collaborate...

  • " 44517" Business Analyst

    1 week ago

    Singapur, Singapore half the sky Full time

    Do you have business analysis experience, and are you looking for a new opportunity in Singapore? Cognizant is seeking a full-time Business Analyst Risk & Compliance, and the role comes with an attractive salary and benefits package. As a Business Analyst, you will work on clients' business IT initiatives. In your first few weeks in this Business Analyst...

  • Investment Portfolio Analyst

    3 weeks ago

    Singapur, Singapore KS CONSULTING PTE. LTD. Full time

    Roles & ResponsibilitiesMy client is a rapidly growing Fund Management firm headquartered in Singapore, boasting a robust portfolio. They hold esteemed licenses from the Monetary Authority of Singapore (MAS) and registration with the United States Securities and Exchange Commission (SEC). You must have experience in private equity, private debt, real estate,...

  • VP, Portfolio Analyst, Group Credit

    1 month ago

    Singapur, Singapore United Overseas Bank Full time

    VP, Portfolio Analyst, Group Credit - Credit Policy & Portfolio Management Posting Date: 11-May-2023 Location: Singapore (City Area), Singapore, 048624 Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and...

  • Senior Analyst

    4 weeks ago

    Singapur, Singapore Wise Full time

    Job DescriptionWe’re looking for a Senior Analyst who is passionate about Wise’s mission of Money Without Borders and who will partner with our global compliance teams to help us on our journey to Mission Zero!About the team:Truly delivering on our promise of Money Without Borders means we need to build the best local setups within each of the markets we...

  • Senior Analyst

    4 weeks ago

    Singapur, Singapore Wise Full time

    Company Description Since 2011, Wise has had a clear mission: money without borders. Built by and for people who live global lives, we’re the fairest, easiest way to manage your money across borders. We’re just at the beginning of our story and we’re growing at an incredible pace. We won’t stop until anyone, anywhere can send, spend and...

  • MGR/SO, Portfolio Analyst, Group Credit

    1 month ago

    Singapur, Singapore United Overseas Bank Full time

    MGR/SO, Portfolio Analyst, Group Credit - Credit Policy & Portfolio Management Posting Date: 01-Jun-2023 Location: Singapore (City Area), Singapore, 048624 Company: United Overseas Bank Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and...

  • AVP, Asset and Portfolio Management

    2 weeks ago

    Singapur, Singapore United Overseas Bank Full time

    AVP, Asset and Portfolio Management (Fixed Income), UOBAM Posting Date: 21-May-2023 Location: Singapore (City Area), Singapore, Company: UOB Asset Management Ltd About UOB United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries and territories in Asia Pacific, Europe...

  • Customs & Trade Compliance Analyst

    2 weeks ago

    Singapur, Singapore UPS Full time

    Job DescriptionThe APAC Region Brokerage Analyst (Customs and Trade Compliance, CTC) supports internal and external customers in navigating international trade compliantly. Responsible for identifying customs clearance requirements and ensuring compliance with cross-border regulations. Coordinates CTC Internal Audit Programs and ad-hoc audits and...

  • Portfolio Guidelines Analysis Analyst

    2 months ago

    Singapur, Singapore Capital Group Full time

    Role summary: Works independently on most assignments and under the direction of more senior staff on only the most complex projects, analyses, and tasks. Responsible for overseeing funds/clients’ accounts and other tasks to ensure guidelines are set up appropriately. Works with other Global Investment Control (GIC) teams or business groups. Primary...

  • Compliance Risk Mgmt Sr Analyst

    2 weeks ago

    Singapur, Singapore 11112 Citibank, N.A. Singapore Full time

    Shape your Career with Citi Citi's Global Legal Affairs and Compliance (GLAC) empowers and protects Citi by providing legal, compliance, investigative, and security services to our firm. We manage compliance risk, provide legal analysis and advice, protect Citi's people and businesses, advocate for legal and regulatory outcomes that benefit our firm...

  • Customs & Trade Compliance Analyst

    4 weeks ago

    Singapur, Singapore UPS Full time

    Job Description : The APAC Region Brokerage Analyst (Customs and Trade Compliance, CTC) supports both internal and external customers navigating international trade compliantly. He/She supports the identification of customs clearance requirements and helps brokerage maintain compliance with cross-border regulatory requirements. He/She shall be the...

  • Supervisory Contract Compliance Analyst

    2 months ago

    Singapur, Singapore Federal Acquisition Service Full time

    Summary As Supervisory Contract Compliance Analyst, you will manage, direct, and coordinate the Division’s activities, functions, and operations. Location of position:  Federal Acquisition Service (FAS), Information Technology Category (ITC), Supply Chain Risk Management Service Center, Compliance Division. The Compliance Division is...

  • Investment Analyst

    2 weeks ago

    Singapur, Singapore ALS International Full time

    Investment Analyst (SG) Date: Mar 08, Location: Singapore Ref: Job ID: Job Location: Singapore About Our Client Our client is a top tier Investment Management firm providing a wide range of premium investment products to clients globally as a market leader. This organization has a brand profile of the synonymous quality and integrity...