Associate, Client Onboarding

Found in: Talent SG C2 - 2 weeks ago

Singapur, Singapore Standard Chartered Bank Full time

RESPONSIBILITIES

Strategy

The Client Onboarding reviewer works in partnership with RM to get the client file to required standards of the bank the Advisory Centre and Booking Centre, will be responsible for assessing the risks of the client, provide assurance to the Business that the client file meets requirements, and approve the file.

Business

Private Banking, Singapore Advisory Centre

Processes

KYC/ CDD Account Opening

Manage client approval end to end for the Private Banking files Review New Account Opening Documentation for completeness and validity Review accounts against all set internal standards for Client Due Diligence Check quality of the Source of Wealth if it meets set standards for On-boarding Conduct name screenings, adverse media findings, Sanctions links, Tax red flags Ensure complete and accurate record keeping of all relevant communications Ensure accuracy of data captured in PvB system Advise frontline on PvB CDD policy and procedures and applicable local regulations Escalate higher risk relationships and reputation risks arising from CDD to PvB Compliance Consult with functional experts ( Legal, Compliance, Tax) as needed Contribute to the implementation and controls for daily processes Comply to agreed Turn Around Times for assigned activities as detailed in the Document Operating Instructions and the Service Level Agreements Promote the spirit of continuous improvement by flagging any procedural issues that impact delivery of responsibilities with suggestions improvements and work around

People & Talent

Solid knowledge and understanding of regulatory requirements relating to Private Banking CDD

AML

Excellent verbal, presentation and written communication skills People and service oriented. A team player. High level of integrity and professionalism, with High attention to detail

Risk Management

Execution responsibility for identifying, assessing, monitoring, controlling, and mitigating financial crime risks, sanctions risks and reputational risks to the Group. Also, an awareness and understanding of the main risks facing the Group and the role the individual plays in managing them.

Governance

Group Procedures including One CDD, PvB Addendum and Country Addendum as well as guidance and department operating instructions.

Regulatory & Business Conduct

Display exemplary conduct and live by the Group’s Values and Code of Conduct.  Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct. Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.

Key Stakeholders

PvB Market and Business Heads PvB Relationship Managers, Team Leaders and Client Services Managers CFCC Advisory team

Other Responsibilities

Embed Here for good and Group’s brand and values Perform other responsibilities assigned

Our Ideal Candidate

ACAMS or ICA Certification would be preferred 3+ years experience in private banking sector in KYC/AML role

Role Specific Technical Competencies

Manage Conduct Manage Risk Manage Stakeholders

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