Private Wealth Management Operations – Client Onboarding Team, Associate, Singapore

7 months ago

Singapur, Singapore Goldman Sachs Full time

YOUR IMPACT 

Are you looking to apply your analytical skills while deepening your understanding of Private Wealth Management (PWM)? Our Client Onboarding (COB) team is seeking a professional who is looking to collaborate with Legal, Management, Compliance and AML Compliance to mitigate risks associated with the onboarding of new PWM clients.

OUR IMPACT 

Operations is a dynamic, multi-faceted division that partners with all parts of the Firm to deliver banking, sales and trading and asset management capabilities to clients around the world. 

PWM Operations supports PWM Private Wealth Advisors (PWA) globally. PWAs are responsible for advising ultra-high net worth individuals on strategies to build and protect their financial assets through customized advice and services. 

PWM Operations is instrumental in meeting our clients' needs and is responsible for several key processes which include asset transfers, client servicing, execution services, account opening, performance measurement, and reporting of Goldman-custodied assets and away-custodied assets. 

HOW YOU WILL FULFILL YOUR POTENTIAL 

The PWM COB Team is responsible for reviewing Account Onboarding and Maintenance documentations meet regulatory requirements. 

The team plays a key role in safeguarding the firm by performing the following key functions: 

Understand the different client account structures and legal documentation required to establish new accounts  Review the accuracy and completeness of account documentation and all required signatures have been obtained  Ensuring organizational documents are obtained in accordance with firm policy and regulatory requirements  Perform data input into the system for proper account set up  Ensure suitability review has been completed  Identify red flags at client onboarding stage  Partner with AML Compliance to ensure new policies and regulations are fully implemented within Global PWM  Be vigilant in due diligence reviews of new client screening for AML & Know Your Client requirements  Request products (options, margin, for the respective PWM client accounts  Ensure downstream systems correctly recognize approved products and services, including Cash products, Client Statement and Performance reporting  Resolve issues through coordination with PWM Teams, PWM Compliance, PWM Legal  Ensure the updated documentations are properly stored into the central documents depository for completeness  Continuously identify and implement process improvements. 

SKILLS & EXPERIENCE WE’RE LOOKING FOR 

Bachelor’s degree  5+ years financial industry experience in AML or other Client Onboarding Regulatory experience  Fluency in Mandarin would be an added advantage as this role will involve reviewing legal documentation in Mandarin for client onboarding Highly motivated and results orientated  Have a high level of self-initiative to challenge and improve processes  Strong understanding of risk and control framework in operations  Has strong interpersonal skills to establish Business and Federation relationships  Able to manage multiple tasks or projects and manage deadlines effectively  Strong team player who is able to work under pressure Ability to guide and mentor team members

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our own workplace and beyond by ensuring every individual within our firm has a number of opportunities to grow professionally and personally, from our training and development opportunities and firmwide networks to benefits, wellness and personal finance offerings and mindfulness programs. Learn more about our culture, benefits, and people at /careers.

We’re committed to finding reasonable accommodations for candidates with special needs or disabilities during our recruiting process.

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