Sales Surveillance Officer

**Responsibilities**: - Review of sales staff phone sales and documentation to assess the quality of calls and adherence to Regulatory and Bank’s internal policies and procedures. - Review of Sales Surveillance Reports to ensure corporate standards and regulatory requirements are met. - Review of reports to detect irregular activity or unusual transaction...

**Surveillance Analyst**: **Singapore**: ***: As a Barclays Surveillance Analyst you will join our Global Surveillance function which provides the capabilities to execute Global Markets Surveillance and Transaction Monitoring (TM) Programmes. Reporting into the Head of Market Surveillance (APAC) and will focus on the Surveillance program for APAC in...

LOVE WHAT YOU DO? THERE IS A PLACE FOR YOU HERE!Be part of our diverse and inclusive team. Job Responsibilities General Responsibilities Perform surveillance monitoring or review required by the department to ensure sequence and details of events is comprehensively, accurately and objectively documented Perform surveillance footage archival required by the...

**Details of the Division and Team**: In the APAC region, Surveillance team consists of teams of analysts and compliance officers located in Hong Kong, Singapore, Bangalore, Mumbai and Tokyo. The Singapore team coverage includes Listed Derivatives, Fixed Income and FX products, in addition to Communication Surveillance. The person in Singapore will...

WE TAKE YOU ABOVE BEYONDTake your passion to the next level and work alongside other masters of their craft to build a fulfilling and rewarding career at Marina Bay Sands.Job ResponsibilitiesGeneral Responsibilities• Perform surveillance monitoring or review required by the department to ensure sequence and details of events is comprehensively, accurately...

**Your new company** My client, one of the market leaders in the banking sector, is currently looking for a VP/Director, Front Office Conduct Surveillance (FOCS) to work in their flagship Singapore office. **Your new role** Reporting to Head of Front Office Conduct Surveillance (APAC), you will be responsible on: - Daily monitoring of Front Office activity...

**Voice & Chat Surveillance Specialist**or a similar position within a financial institution, likely focusing on **Compliance and Risk Management**within the **Asia Pacific (APAC) region**. **Key Responsibilities**: - Acts as primary interface with business lines (Business COOs, Conduct & Control Officers, Front-Office Conduct & Surveillance) as well as...

Senior / Public Health Officer (Surveillance Coordination)Join to apply for the Senior / Public Health Officer (Surveillance Coordination)role at Communicable Diseases Agency (CDA) . (What the role is)The Communicable Diseases Agency (CDA) is a new government agency established to oversee Singapore's communicable disease preparedness, prevention and control,...

Summary of Job Responsibilities Observe and analyze non-gaming, gaming and cash handling areas using advanced surveillance and information technology systems in accordance with standard operating procedures. Job Responsibilities Maintain an effective relationship with Guests. Maintain a professional image in all dealings with customers, in person, by...

DescriptionBring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the centre of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks and using your expert judgement to solve real-world challenges that impact our company, customers...