Compliance/Regulatory Officer, Surveillance

LOVE WHAT YOU DO? THERE IS A PLACE FOR YOU HERE!Be part of our diverse and inclusive team. Job Responsibilities General Responsibilities Perform surveillance monitoring or review required by the department to ensure sequence and details of events is comprehensively, accurately and objectively documented Perform surveillance footage archival required by the...

We are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role in managing...

1. To perform Trade and Communication surveillance review for GFM. 2. Assist the team in the implementation/testing of trade surveillance programme of GFM for Project MASS 3. Assist and support other members of Compliance staff where required. 4. Assist in collating data for production orders, inquiries, management reporting and improving surveillance...

We are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role in managing...

To perform Trade and Communication surveillance review for GFM. Assist the team in the implementation/testing of trade surveillance programme of GFM for Project MASS Assist and support other members of Compliance staff where required. Assist in collating data for production orders, inquiries, management reporting and improving surveillance processes. ...

DescriptionBring your expertise to JPMorgan Chase. As part of Risk Management and Compliance, you are at the centre of keeping JPMorgan Chase strong and resilient. You help the firm grow its business in a responsible way by anticipating new and emerging risks and using your expert judgement to solve real-world challenges that impact our company, customers...

**Details of the Division and Team**: In the APAC region, Surveillance team consists of teams of analysts and compliance officers located in Hong Kong, Singapore, Bangalore, Mumbai and Tokyo. The Singapore team coverage includes Listed Derivatives, Fixed Income and FX products, in addition to Communication Surveillance. The person in Singapore will...

**Company overview** Aon's Benefit Index ®, Nomura's benefits **rank** **#1** amongst our competitors **Function Overview**: The AEJ Monitoring and Surveillance Compliance team is responsible to implement systems and controls to detect potential market abuse/misconduct activities as well as internal Compliance policy breaches throughout the Asia-Ex-Japan...

**About the Role** We are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role...

**Surveillance Analyst**: **Singapore**: ***: As a Barclays Surveillance Analyst you will join our Global Surveillance function which provides the capabilities to execute Global Markets Surveillance and Transaction Monitoring (TM) Programmes. Reporting into the Head of Market Surveillance (APAC) and will focus on the Surveillance program for APAC in...