Compliance Associate

2 days ago

Singapore Primera Search Full time

Our client is a Financial Institution with offices in Europe and Singapore (Raffles place). We are currently looking for a Compliance Associate with experience in the following:

- Undertake the Compliance Risk Based Monitoring Programme, including carrying out specific reviews and assessments to ensure adherence to MAS regulations and internal policies.
- Create and manage effective action plans in response to audit discoveries and compliance breaches. Assist in updating relevant policies and operational procedures on a regular and ad hoc basis.
- Monitors all operational processes and procedures to ensure compliance with all legal regulations, company policies and standards.
- Review MAS consultation papers and communicate regulatory updates to the relevant stakeholders.
- Drive the implementation of new regulatory requirements. Conduct review of client risk rating in line with Global AML Policy & Procedure, UK and Singapore laws and regulations as second line of defence, liaising with Compliance in London/Tokyo as required.
- Assist in organising, designing and delivery of compliance training. Review staff's request in relation to Gifts and Entertainment and Personal Account Dealing.
- Providing support to the Compliance Manager and assisting in additional ad hoc duties that may arise from time to time.
- Undertake ad-hoc projects and providing support as assigned within the Compliance team in Singapore and London.
- Minimum 2 years experience in Compliance.
- Strong technical knowledge and understanding of regulatory requirements on Capital Markets Services Excellent interpersonal and communication skills, confident, organised, able to work under pressure and to deadlines.
- Able to work unsupervised and manage own workload, possess a proactive work ethic and be willing to be hands on and get involved in all aspects of the role from filing and data input through to presenting at committees.
- Methodical person with strong administrative skills and a keen eye for detail. Able to balance theoretical knowledge with commercial sense and understanding of the bigger picture.
- Must be flexible in approach a can do attitude is essential in a small office
- Highly motivated strong emotional intelligence.

**Job Types**: Full-time, Permanent

**Salary**: $4,000.00 - $8,000.00 per month

Schedule:

- Monday to Friday

**Education**:

- Bachelor's or equivalent (preferred)

**Experience**:

- compliance: 2 years (preferred)

  • Compliance Manager

    1 week ago

    Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full time

    **Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

  • Junior Compliance Associate

    1 week ago

    Singapore Tazapay Full time

    Job Description: Junior Compliance Associate - Regulatory and Core Compliance Position Title: Junior Compliance Associate Reports To: Head of Legal and Compliance Division: Regulatory and Core Compliance Location: Singapore Experience Level: Fresh Graduate or 1-2 Years Role Overview Tazapay is seeking a detail-oriented and motivated Junior Compliance...

  • Finance Associate

    1 week ago

    Singapore BLACKBOX COMPLIANCE PTE. LIMITED Full time

    Working for Financial Services firm in Singapore, you will be from either a bank or similar finacial company. Position: The role is working as claims administraiton associate looking after claims and sundry expenses for payments. Process payments and post payments as per monthly cycle Perform ad-hoc admin tasks as required Potential for growth and...

  • COMPLIANCE ASSOCIATE, APAC

    6 days ago

    Singapore 360T Full time

    Join to apply for the COMPLIANCE ASSOCIATE, APAC role at 360T Join to apply for the COMPLIANCE ASSOCIATE, APAC role at 360T Get AI-powered advice on this job and more exclusive features. Your Role As a Your Role As a Compliance Associate, APAC based in Singapore, you will be part of the Global Compliance Department and you will support the Chief Compliance...

  • Compliance Associate

    2 days ago

    Singapore ORIENT FUTURES INTERNATIONAL (SINGAPORE) PTE. LTD. Full time

    1 year exp **Roles & Responsibilities** **Are you ready for a compliance career with a global financial firm? Join Orient Futures Singapore as a Compliance Associate now.** Our business philosophy is continual innovation to stay ahead and relevant to provide premium brokerage services to all clients. In tapping on financial technology, we digitalize and...

  • Compliance Associate/ Regulatory Compliance

    6 days ago

    Singapore KS CONSULTING PTE. LTD. Full time

    **About the Role** We are seeking a Compliance Associate / Officer to join our client's growing team in Singapore. This expansion role is designed to strengthen their compliance function and ensure adherence to regulatory requirements, while supporting business growth across products such as Derivatives, Securities, and Retail CFDs. You will play a key role...

  • Compliance Associate

    2 weeks ago

    Singapore MOOLAHGO PTE. LTD. Full time

    **Job Summary**: We are seeking a detail-oriented and motivated Compliance Associate to support our compliance team in ensuring the organization operates in accordance with legal and regulatory requirements. This entry-level role is ideal for recent graduates or individuals early in their compliance. **Key Responsibilities**: **CUSTOMER DUE DILIGENCE** -...

  • Compliance Associate

    2 weeks ago

    Central Singapore Erast Full time $30,000 - $60,000 per year

    About the RolesJoin a management consultancy as a Compliance Associate / Compliance Analyst based in the CBD. This is a permanent role with a five-day schedule, Monday to Friday, 9am–6pm. The package offers a basic salary up to $3,500 plus Variable Bonus, alongside the convenience of a central CBD location.What You'll Be DoingAdvise the Business on KYC...

  • Compliance Consultant Associate/senior Associate

    6 days ago

    Singapore INGENIA CONSULTANTS PTE. LTD. Full time

    Ingenia Consultants Pte. Ltd. is a leading provider of compliance and internal audit services to small and medium-sized financial institutions, including fintech companies. We provide superior-quality and innovative services to facilitate compliance, regulatory and operational risk management to enable financial institutions, regardless of their size, to...

  • Compliance Associate

    2 weeks ago

    Central Singapore Erast Full time

    About the RolesWe are seeking a Compliance Associate / Compliance Analyst to join a management consultancy firm located in the CBD. This is a permanent position with a 5-day workweek (Monday to Friday, 9:00 AM – 6:00 PM). The role offers a basic salary of up to $3,500 plus variable bonus, providing a strong career opportunity in compliance within a...