Head of Ethics and Compliance and Data Protection Officer

2 days ago

Singapore WINTRUST ASIA PACIFIC PTE. LTD. Full time

Acts as Head of Ethics and Compliance and Data Protection Officer (DPO), and Money Laundering Reporting Officer (MLRO) for Singapore licensed trust company under its Anti-Money Laundering/Combating the Financing of Terrorism (AML-CFT) obligations.
- Establishes and maintains appropriate systems and controls (including documented policies and procedures) to ensure compliance with Singapore AML-CFT laws and regulations.
- Provides AML-CFT compliance oversight of the trust business and all associated activities.
- Ensures regular audit of and adherence to the Group’s AML-CFT programme.
- Advises the board on an ongoing basis on all matters arising from the AML-CFT programme and, more generally, on compliance matters.
- Reports periodically to the board on the outcome of controls which are performed in accordance with the audit and control programme.
- Maintains comprehensive records of all aspects of the business impacted by compliance-driven decisions, including but not limited to client onboarding and risk classifications of clients.
- Stays abreast of the current legislation as well as the evolving regulatory landscape to ensure that all issues relating to operational and compliance matters in the conduct of our trust business are well understood and correctly applied.
- Assumes primary responsibility for the reporting of suspicious activity.
- Prepares and organises appropriate training for staff on an ongoing basis to ensure AML-CFT compliance.
- Receives and processes all internal suspicious activity reports.
- Acts as the point of contact of the Monetary Authority of Singapore in matters of licence and general conduct of business.
- Prepares and liaises with the Resident Managers the response to requests received from the regulatory authorities.
- Review inward-outward transfers and client reviews.
- Knowledgeable on classification and reporting relating to Automatic Exchange of Information (CRS and FATCA).
- Assumes any other duties associated with the position.

  • Compliance Manager

    2 weeks ago

    Singapore Office of Risk Management and Compliance Full time

    **Posting Start Date**:21/01/2025 About ORMCAt NUS Office of Risk Management and Compliance (ORMC), we not only manage risks to build the University’s resilience but also help shape them into opportunities to empower the community. We will continually support and partner with our stakeholders within the University to make this possible. DATA PRIVACY -...

  • Compliance Officer

    13 hours ago

    Singapore ORIX INVESTMENT AND MANAGEMENT PRIVATE LIMITED Full time

    **Job description for Compliance Officer Compliance function and scope below: 1 Manage the compliance function with a direct reporting line to the Company MD and a dotted-line reporting to the Group Compliance Department in Japan head office. 2 Prepare and maintain compliance calendar for the function and ensure all due dates are adhered to. 3 Develop,...

  • Head, Ethics, Compliance

    2 weeks ago

    Singapore Avanos Medical Full time

    Overview Join to apply for the Head, Ethics, Compliance & Legal, APAC role at Avanos Medical . Here at Avanos Medical, we passionately believe in three things: making a difference in our products, services and offers; influencing how we work and collaborate; and having an impact on healthcare challenges and the lives of people and communities around the...

  • Head, Ethics, Compliance

    2 weeks ago

    Singapore Avanos Medical Full time

    Overview Join to apply for the Head, Ethics, Compliance & Legal, APAC role at Avanos Medical . Here at Avanos Medical, we passionately believe in three things: making a difference in our products, services and offers; influencing how we work and collaborate; and having an impact on healthcare challenges and the lives of people and communities around the...

  • Head of Ethics and Compliance

    1 week ago

    Singapore THE EDGE PARTNERSHIP HOLDINGS PTE. LTD. Full time

    Our client is a trading firm with an established presence in Singapore. They are currently hiring for a Head of Compliance focusing mainly on matters around Ethics, integrity, financial crime and third-party compliance controls. Key Responsibilities: Oversee the effective implementation of policies and procedures, ensuring alignment with compliance programs....

  • Head of Ethics and Compliance

    2 weeks ago

    Singapore THE EDGE PARTNERSHIP HOLDINGS PTE. LTD. Full time

    Our client is a trading firm with an established presence in Singapore. They are currently hiring for a Head of Compliance focusing mainly on matters around Ethics, integrity, financial crime and third-party compliance controls. Key Responsibilities Oversee the effective implementation of policies and procedures, ensuring alignment with compliance programs....

  • Head of Ethics and Compliance

    1 week ago

    Singapore THE EDGE PARTNERSHIP HOLDINGS PTE. LTD. Full time

    Our client is a trading firm with an established presence in Singapore. They are currently hiring for a Head of Compliance focusing mainly on matters around Ethics, integrity, financial crime and third-party compliance controls. Key Responsibilities Oversee the effective implementation of policies and procedures, ensuring alignment with compliance programs....

  • Head of Risk

    2 weeks ago

    Singapore AIA Hong Kong and Macau Full time

    Head of Risk & Compliance Apply locations Singapore, SG-Amplify Health time type Full time posted on Posted 30+ Days Ago job requisition id JR-52838Do meaningful work with us. Every day. At Amplify Health, we're looking for individuals with ambition, resilience and passion for healthcare, insurance, wellness and digital technology. As a fast-growing business...

  • Head of Risk

    2 weeks ago

    Singapore AIA Hong Kong and Macau Full time

    Head of Risk & Compliance Apply locations Singapore, SG-Amplify Health time type Full time posted on Posted 30+ Days Ago job requisition id JR-52838Do meaningful work with us. Every day. At Amplify Health, we’re looking for individuals with ambition, resilience and passion for healthcare, insurance, wellness and digital technology. As a fast-growing...

  • Head of Risk

    2 weeks ago

    Singapore AIA Hong Kong and Macau Full time

    Head of Risk & Compliance Apply locations Singapore, SG-Amplify Health time type Full time posted on Posted 30+ Days Ago job requisition id JR-52838 Do meaningful work with us. Every day. At Amplify Health, we’re looking for individuals with ambition, resilience and passion for healthcare, insurance, wellness and digital technology. As a fast-growing...