Avp/associate - Regulatory Reporting & Investment
1 week ago
This is an exciting opportunity for motivated individuals seeking to advance their careers with a global financial services player.
As a Regulatory Reporting and Investment Compliance, you will have responsibility for pre-trade to ensure compliance with regulatory, client, and risk frameworks and be involved in coding, reviews, testing and implementing of compliance rules across order management, trade execution and compliance platforms.
To qualify for the role, you should possess a degree in Law, Business, or Finance with at least 3 to 6 years of experience within the Regulatory and Investment Monitoring/Portfolio compliance function. You should be well-versed in financial products across all asset classes, including equity products. Good appreciation of process controls, regulations, and investment monitoring requirements. You should be a strong communicator capable of meeting critical deadlines and managing multiple projects/deals, and tracking and driving execution.
**License number**: S22S0952
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