Senior Associate, Sfda Kyc Team

4 days ago

Singapore Sumitomo Mitsui Banking Corporation (SMBC) Full time

Perform preliminary due diligence checks for deal teams for new potential deals.
- Engage in discussions with deal teams to understand and help to troubleshoot on issues that may arise during the document procurement process.
- Drawing up ownership structures, transaction structures and funds flow structures from documents provided by clients.
- Review and ensure documents collected for KYCs are complete and properly certified in accordance with regulatory and internal requirements.
- Perform various due diligence checks on clients on external and internal platforms and databases.
- In addition to providing adequate mitigations and thorough risk assessments, ensure accurate data inputs on eKYC and conduct independent validation on documents provided by clients.
- Raise preliminary assessment memo for deferred completion of KYC for advisory transactions.
- Complete counterparty check sheets and where applicable, review, address adverse news and escalate for approval.
- Conduct annual KYC reviews/ trigger reviews within stipulated timeframe and with mínimal reworks.
- Review daily AML alerts escalated to the department and ensure prompt and timely closure of alerts.
- Handle queries from Legal and Compliance Department in relation to the KYCs/counterparty check sheets submitted. Provide support on other AML/ KYC related matters as may be required as well as any other reports/ projects/duties.

Job Requirements
- Bachelor’s Degree with experience in corporate/ project finance KYCs preferred.
- Certifications in AML would be an added advantage.
- Familiar with regulatory requirements pertaining to KYC/ AML eg MAS Notice 626.
- Meticulous, proactive, organized and motivated.
- Team player who is able to multi-task and prioritize work.
- Possess good interpersonal skills and communicate effectively with internal and possibly external customers.

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