Risk and Control Officer

4 days ago

Singapore SETCLEAR PTE. LTD. Full time

Global Ops proposition lies in delivering an innovative, flexible, adaptable, and nimble trade settlements/agency clearing platform with global capabilities. At the heart is a message-based technology platform, which utilizes a workflow-oriented architecture leveraged by a globally distributed and integrated operational infrastructure. Global Ops includes global management roles in addition to being one of 2 central hubs for all Middle and Back Office activities. Most of these services will be supported by fully automated electronic platforms that will be backed up by a 24x5 Support Desk in Singapore and Pune.

Global Ops is structured as a lean, efficient, independent department. With approximately 150 employees, Global Ops small size offers the advantage of speed and flexibility while its activities will rank it among the top tier agency clearing businesses.

The Risk and Controls department is the part of Global Ops and operates from Pune and Singapore. This department consists of four functions:

- Risk function independently manages the operational risk faced by Operations as a part of first line of defense.
- The second function is Controls Reconciliations. This team performs various reconciliations for Equity, FICC and Eq. derivatives business of CLSA, CSIGM and CSICM entities part of the overall group.
- The third function is Metrics. Metrics team is a specialized function focused on independently producing customized reports, dashboards and analytics to aid senior management in decision making, governance, risk and performance monitoring.
- The fourth function is Network Management which involves relationship management with agent banks. Details of the job responsibilities are mentioned below.

**KEY RESPONSIBILITY AREAS (KRA’S)**:

- Acts as main point of contact for bank account opening / closing.
- Works with internal departments to ensure business needs are understood and satisfied.
- Maintain / Update of Authorized signatories with Agent banks and Exchanges.
- Maintain / Update of FX trader list with Agent banks.
- Review & negotiate documentation needed for account opening.
- KYC.
- Due Diligence review.
- RFP review.
- Review Dormant/Inactive agent bank accounts.
- Maintain accurate records of agent bank accounts.
- License renewal.
- Establish RMA relationship.
- Manage e-banking account entitlements.
- Excellent communication skills, both written and verbal.
- Relationship management skills.

**REQUIREMENTS**:

- Degree holder, preferably in Commerce or related discipline.
- Excellent communication skills (i.e. verbal and written) are a must-have.
- Minimum of 1 years of securities industry experience.
- Proven quantitative and analytical skills.
- Possess intimate knowledge of internal business processes and product lines specifically in the financial services industry.
- Ability to multitask and juggle several responsibilities simultaneously.
- Strong written and verbal communication skills.
- Good attention to detail and organizational skills.
- Adaptability and strong problem-solving skills.
- Strong Negotiating Skills.
- Positive, self-motivated individual who can complete tasks independently.
- Flexible and able to adapt to a rapidly changing environment.

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