Front Office Risk Specialist, Controls Assurance

2 weeks ago

Singapore Bank of Singapore Full time

At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive remuneration packages, we offer non-financial benefits and opportunities to develop your potential within OCBC Group’s global network of subsidiaries and offices. If you have passion, drive and the will to succeed, rise to the challenge today

This position within Front Office Risk Management is responsible to further enhance and strengthen the Private Banking control framework. This is to ensure that the Bank is compliant with Private Banking Controls and Regulations, and at the same time achieve continuous improvement around business risk processes.

In this role, your main duties and responsibilities will involve:

- Perform regular control & monitoring checks for topics such as pricing, cross border compliance, client onboarding, periodic reviews, transactional reviews, gift and entertainment controls & other topics as identified by Head of Front Office Risk Management to ensure that Front Office conducts activities as per internal policies and procedures
- Documentation and reviews of the relevant processes for the topics identified for the control checks performed to ensure proper audit trail
- Timely follow-up on any identified deficiencies to minimize potential non-compliance and escalation to management as required
- Analyse and identify any potential gaps in existing operational procedures
- Maintain working partner relationship with internal and external stakeholders

**Qualifications**

**Requirements**:

- Minimum of 5 years of experience, with practical experience in performing control checks in a Private Bank environment will be advantageous
- Strong analytical and good knowledge of risk, regulatory, control and process design
- Understand business flow and processes and be able to investigate and analyze issues with an attention to details
- Willingness to learn and embrace challenges and changes
- Able to rapidly assimilate and multi-task
- Able to work independently

  • Front Office Risk Specialist, Controls Assurance

    2 weeks ago

    Singapore Bank of Singapore Full time

    At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive remuneration packages, we offer non-financial benefits and...

  • Front Office Risk Specialist

    1 week ago

    Singapore Bank of Singapore Full time

    At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides attractive remuneration packages, we offer non-financial benefits and...

  • Risk and Control Analyst

    4 days ago

    Singapore TP ICAP Full time

    Job Description - Group Overview: The TP ICAP Group is a world leading provider of market infrastructure. Our purpose is to provide clients with access to global financial and commodities markets, improving price discovery, liquidity, and distribution of data, through responsible and innovative solutions. Through our people and technology, we connect...

  • Business Risk Specialist- Monitoring

    2 weeks ago

    Singapore Bank of Singapore Full time

    Business Risk Specialist - Monitoring & Assurance (Manager/AVP) At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal levels. Besides...

  • Business Risk Specialist

    2 days ago

    Singapore Bank of Singapore Full time

    Business Risk Specialist - Monitoring & Assurance (Assistant Manager/Manager) At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness, teamwork and fairness. Most importantly, we invest in our people through our programmes that develop them on both professional and personal...

  • Cargo Assurance/Specialist

    1 week ago

    Singapore Trafigura Group Full time

    Cargo Assurance/Specialist (Loss Control) page is loaded## Cargo Assurance/Specialist (Loss Control)locations: Singapore, Singaporetime type: Full timeposted on: Posted Todayjob requisition id: R- ## **Main Purpose:**Assisting with ensuring cargo quality, quantity management, and compliance throughout the supply chain in Far East operations. This role...

  • Risk & Quality Assurance Manager

    4 days ago

    Singapore PRUDENTIAL ASSURANCE COMPANY SINGAPORE (PTE) LIMITED Full time

    **Job Description**: **Job Profile Summary**: Reporting to the Quality Assurance Lead, you are responsible for conducting quality assurance reviews, regulatory validation, continuous monitoring, and control testing to ensure that the company’s controls remain robust. - Carry out quality assurance and regulatory validation reviews for different areas of...

  • Lead, IT Governance and Risk Assurance

    2 weeks ago

    Singapore INCOME INSURANCE LIMITED Full time

    Responsibilities: Governance Leadership Ensure alignment of IT practices with business objectives and regulatory requirements. Risk Assurance Identify, assess, and monitor IT risks. Lead initiatives to mitigate risks and improve system reliability and security. Compliance Oversight Ensure adherence to internal controls and external regulations (e.g., ISO...

  • Lead, IT Governance and Risk Assurance

    1 week ago

    Singapore Income Insurance Limited Full time

    Responsibilities Governance Leadership Ensure alignment of IT practices with business objectives and regulatory requirements. Risk Assurance Identify, assess, and monitor IT risks. Lead initiatives to mitigate risks and improve system reliability and security. Compliance Oversight Ensure adherence to internal controls and external regulations (e.g., ISO...

  • Risk and Control Specialist

    2 weeks ago

    Singapore Pontoon Asia Pacific Full time

    **Job Description**: Divisional Risk and Control is responsible for non-financial risk and control management for the relevant operating Division or Infrastructure function or Dedicated Central Control Unit for the bank. Work includes: - Defining the risk management framework - Developing process and procedures to report on, manage, and mitigate risks to...