Compliance, Business Unit Compliance, Analyst

6 days ago

Singapore Goldman Sachs Full time

Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defense, Compliance assesses the firm’s compliance, regulatory and reputational risk; monitors for compliance with new or amended laws, rules and regulations; designs and implements controls, policies, procedures and training; conducts independent testing; investigates, surveils and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits and inquiries. You'll be part of a team with members from a wide range of academic and professional backgrounds, such as law, accounting, sales, and trading. We look for those who possess sound judgment, curiosity, and are able to adapt to a changing regulatory landscape.

The role of Global Markets Compliance Officer is to articulate and maintain the standards of conduct required of the Firm’s businesses as well as the laws, regulations and policies governing these businesses in order to assist the Firm in avoiding economic, regulatory and legal liability and risk to reputation. Global Markets Compliance (based on the trading floor) provides coverage support to the Global Markets Division’s business units in Singapore, including Equities, Fixed Income, FX and Commodities. The role also works closely with other Firm control functions including Legal, Finance, Operations and Engineering.
- Providing advice on transactions, new products and business initiatives
- Developing policies, procedures and best practices for each business unit
- Support regulatory liaison with MAS and SGX
- Keeping up-to-date with relevant regulatory/rule changes including the analysis and implementation of such regulatory/rule changes
- Participating in regulatory and audits

Basic Qualifications
- Minimum of 3 years compliance, legal, accounting or business (or other relevant) experience involving the securities or financial businesses
- Well-versed with Singapore Securities markets
- Effective communication skills and good interpersonal skills
- Ability to handle multiple tasks simultaneously and work under pressure

ABOUT GOLDMAN SACHS

At Goldman Sachs, we commit our people, capital and ideas to help our clients, shareholders and the communities we serve to grow. Founded in 1869, we are a leading global investment banking, securities and investment management firm. Headquartered in New York, we maintain offices around the world.

© The Goldman Sachs Group, Inc., 2021. All rights reserved.

Goldman Sachs is an equal employment/affirmative action employer Female/Minority/Disability/Veteran/Sexual Orientation/Gender Identity

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