Business Risk Specialist
2 days ago
**Your new company**
My Client is a top tier investment bank, located in Singapore. They are currently looking for a Business Risk Specialist to join their fast and moving team.
**Your new role**
You’ll be working in Front Line Support (FLS) team locally report into the Wealth Management APAC Business Risk Organization (BRO) team. As 1st Line of Defense in the Control Framework structure, we execute Controls checks (ex-post) on our Origination Units who are based in Hong Kong, Singapore & Dubai.
We are looking for a high caliber individual with these qualities to assist the following:
- To perform control reviews in order to assess cases which do not meet the Investment Suitability disclosure requirement
- To carefully document the review approach, comprehensively document the review findings and provide a final assessment / conclusion for cases requiring discussion or escalation
- A strong team player, positive attitude and
- Assist the Supervisor with other control tasks & provide trainings to the team members as and when required.
**What you'll need to succeed**
- Some experience in investment suitability and tape listening knowledge in wealth management would be an added advantage
- Good knowledge of wealth management financial products and services
**What you need to do now**
If this job isn't quite right for you but you are looking for a new position, please contact us for a confidential discussion on your career.
EA License Number: 07C3924 | Company Registration No: 200609504D #1182606
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