Associate, Compliance

5 days ago

Singapore Brookfield Asset Management Full time

Location

Singapore - 138 Market Street, CapitaGreen, #32 01

Brookfield Culture

Brookfield has a unique and dynamic culture. We seek team members who have a long-term focus and whose values align with our Attributes of a Brookfield Leader: Entrepreneurial, Collaborative and Disciplined. Brookfield is committed to the development of our people through challenging work assignments and exposure to diverse businesses.

**Job Description**:
About the role

This role will support legal, regulatory, and compliance activities for Brookfield’s licensed entities and operations in Singapore. The role includes assisting with transaction execution, legal documentation, regulatory monitoring, compliance reporting, and entity governance in collaboration with cross-functional teams.

Responsibilities:

- Assist in ensuring adherence to applicable MAS regulations and internal Brookfield policies
- Monitor day-to-day compliance with regulatory requirements, particularly those under MAS frameworks
- Coordinate and assist with regulatory filings, audits, and inspections
- Support the development and maintenance of compliance manuals, policies, and procedures
- Support transactional legal work including due diligence, document review (NDAs, engagement letters, agreements), and execution processes
- Coordinate legal aspects of portfolio activities such as secondary transactions, bolt-on investments, and refinancing
- Assist in the preparation and review of marketing materials and cross-border fund offering documents
- Conduct and support KYC and AML processes for vendors and deal counterparties.
- Maintain legal documentation, trackers, and ensure compliance with corporate governance protocols
- Participate in legal and regulatory risk assessments and conduct horizon scanning for emerging regulatory issues
- Draft internal compliance documentation, contribute to policy updates, and provide training support
- Coordinate with external counsel and internal stakeholders to manage post-closing obligations and ensure timely execution of deliverables
- Participate in regional and global Legal & Regulatory projects as needed

About you
- Qualified lawyer with 2-4 years of post-qualification experience, preferably within a CMS-licensed fund manager or financial institution
- Experience with Singapore financial regulation and MAS frameworks
- Understanding of corporate law, transaction support, and compliance in asset management or related sectors beneficial
- Strong drafting, analytical, and communication skills
- Proficient with Microsoft Office tools and document management systems Brookfield is committed to maintaining a Positive Work Environment that is safe and respectful; our shared success depends on it. Accordingly, we do not tolerate workplace discrimination, violence or harassment.

  • Compliance Associate

    5 days ago

    Singapore THE EDGE PARTNERSHIP HOLDINGS PTE. LTD. Full time

    Our client is a multi-product investment service firm for investors worldwide, with offices across APAC. **Role Overview** - Oversee the implementation and ongoing execution of the Compliance Program across the Optimas Group, covering Regulatory, Investment, and AML/CFT (Anti-Money Laundering/Countering the Financing of Terrorism) frameworks. - Ensure the...

  • Compliance, Associate

    5 days ago

    Singapore ICONIQ CAPITAL (SINGAPORE) PTE. LTD. Full time

    **About ICONIQ Capital** ICONIQ Capital is a global investment firm elevated by an extraordinary community. With over $80B assets under management, we seek to build resilient investment portfolios, partner with inspired entrepreneurs transforming industries, manage our clients’ lives and legacies, and create uncommon opportunities across sectors and...

  • COMPLIANCE ASSOCIATE, APAC

    1 week ago

    Singapore 360T Full time

    Join to apply for the COMPLIANCE ASSOCIATE, APAC role at 360T Join to apply for the COMPLIANCE ASSOCIATE, APAC role at 360T Get AI-powered advice on this job and more exclusive features. Your Role As a Your Role As a Compliance Associate, APAC based in Singapore, you will be part of the Global Compliance Department and you will support the Chief Compliance...

  • COMPLIANCE ASSOCIATE, APAC

    1 week ago

    Singapore 360 Treasury Systems AG Full time

    As a Compliance Associate, APAC based in Singapore, you will be part of the Global Compliance Department and you will support the Chief Compliance Officer (CCO) of 360T APAC. Your Responsibilities Compliance Management of 360T Singapore; including RMO trading venue Knowledge of Singapore and other regulatory frameworks Knowledge of MAS systems Preparing and...

  • Senior Associate, Regulatory Compliance

    2 weeks ago

    Singapore IQ-EQ Full time

    Senior Associate, Regulatory Compliance (Ongoing Compliance Services)Join to apply for the Senior Associate, Regulatory Compliance (Ongoing Compliance Services)role at IQ-EQ Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global...

  • Director / Associate Director – Core Compliance

    2 weeks ago

    Singapore Interactive Brokers Full time

    Director / Associate Director – Core Compliance Join to apply for the Director / Associate Director – Core Compliance role at Interactive Brokers Director / Associate Director – Core Compliance Join to apply for the Director / Associate Director – Core Compliance role at Interactive Brokers Company OverviewInteractive Brokers Group, Inc. (Nasdaq:...

  • Director / Associate Director - Core Compliance

    1 week ago

    Singapore Interactive Brokers Full time

    Director / Associate Director – Core Compliance Join to apply for the Director / Associate Director – Core Compliance role at Interactive Brokers Director / Associate Director – Core Compliance Join to apply for the Director / Associate Director – Core Compliance role at Interactive Brokers Company Overview Interactive Brokers Group, Inc. (Nasdaq:...

  • Senior Associate, Regulatory Compliance

    2 weeks ago

    Singapore IQ-EQ Group Full time

    Senior Associate, Regulatory Compliance (Ongoing Compliance Services)Join to apply for the Senior Associate, Regulatory Compliance (Ongoing Compliance Services)role at IQ-EQ Company Description IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global...

  • Compliance Associate

    3 days ago

    Singapore SPROUT CORPORATE SERVICES PTE. LTD. Full time

    **About Us** Founded with a vision to enable small business growth, Grof leverages technology and digital innovation to simplify all company administration. From incorporation and compliance to accounting and payroll—Grof is an all-in-one business solution, enabling entrepreneurs and business owners to focus on what they do best. **Grof Core Values** -...

  • Compliance Associate

    2 days ago

    Singapore Paxos Full time

    Compliance Associate - Singapore (Hybrid) **About Paxos** Today's financial infrastructure is archaic, expensive, inefficient and risky - supporting a system that leaves out more people than it lets in. So we're rebuilding it. We're on a mission to open the world's financial system to everyone by enabling the instant movement of any asset, any time, in a...