Head of Compliance

2 weeks ago

Singapore Aurex Group Limited Full time

JOB DESCRIPTIONS

**Compliance**
- Developing, implementing and maintaining a risk and compliance framework to identify, monitor and manage the compliance risks relevant to the Company, including the license operations of the Manager, and report to the relevant Boards on an ongoing basis.
- Ensuring, monitoring and managing the REIT Group and Manager Group’s compliance with the Companies Act, Securities & Futures Act, SGX-ST Listing Manual, Code of Collective Investment Schemes including Property Funds Guidelines and any other applicable laws, rules and regulations relevant to the business operations.
- Identifying new and existing regulatory compliance requirements and assessing the compliance risk applicable to the REIT Group and Manager Group’s operations. This includes working with various business and operational units to operationalise new requirements and drafting of policies and procedures for adherence.
- Monitoring compliance to internal policies, processes and procedures by various departments/ stakeholders.
- Developing guidelines for implementation of compliance standards through policies and procedures and other documents such as compliance manuals and compliance practice guidelines.
- Drafting of Risk Management and Corporate Governance sections of the Annual Report.
- Developing and maintaining compliance program/ compliance monitoring framework/ compliance tools/ template to aid compliance function effectiveness.
- Developing and conducting training/ education program to increase compliance awareness within the Manager Group.
- Supporting Audit, Risk Management and Compliance Committee to ensure good Corporate Governance practices are being observed by the REIT and the Manager.
- Acting as the main liaison and establishing an effective and constructive rapport with the Monetary Authority of Singapore (“MAS”) and Singapore Exchange, facilitating internal and external compliance audits as well as MAS inspections as required.

**Operational Risk Management and BCP**
- Overseeing operational risk management of the REIT Group and Manager Group
- Developing, implementing and maintaining the business continuity framework including ensuring business continuity policies (including maintenance of Business Impact Analysis (“BIA”) and Risk Analysis and Review (“RAR”) are kept up to date and annual BCP and disaster recovery exercises are conducted.
- Conducting internal control surveillance to ensure internal and operational controls are in place.

**Requirements**:

- Bachelor Degree
- 8 to 10 years of experience working in a Senior Compliance or Risk Management position in a financial institution or audit firm
- Experience in leading a team to conduct monitoring or surveillance program for a financial institution

EA 18S9493 | R1544508

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