Regulatory Compliance Officer Specialized in Sfa/faa

**VP, Regulatory Compliance - European Corporate Investment Bank - Central, Singapore** An established European Corporate Investment Bank is seeking an experienced Compliance Officer to provide compliance guidance and support to the regulatory compliance team for the local business. You will work closely with the Head of Compliance to liaise on regulatory...

The Role We are seeking a Regulatory Compliance candidate to join our team in Singapore — an integral role ensuring that our advisory and investment activities operate within the highest regulatory and ethical standards. This is an excellent opportunity for a detail-oriented professional with a passion for governance, regulation, and client protection....

The Role We are seeking a Regulatory Compliance candidate to join our team in Singapore - an integral role ensuring that our advisory and investment activities operate within the highest regulatory and ethical standards. This is an excellent opportunity for a detail-oriented professional with a passion for governance, regulation, and client...

Regulatory Compliance Specialist / AVP – Banking Location: Singapore The Role We are seeking a Regulatory Compliance candidate to join our team in Singapore — an integral role ensuring that our advisory and investment activities operate within the highest regulatory and ethical standards. This is an excellent opportunity for a detail-oriented...

We are representing a technology-driven investment firm operating in a regulated financial environment. The team combines institutional-grade trading discipline with cutting-edge technology and is looking for a Compliance Officer to strengthen its governance and regulatory framework in Singapore.Key ResponsibilitiesEnsure ongoing regulatory compliance with...

Senior Compliance Officer, External Asset Management Job Description: Our client is a Capital Markets Services (CMS) licensed firm specializing in Fund Management and External Asset Management (EAM) services for High-Net-Worth Individuals (HNWIs), Ultra-High-Net-Worth Individuals (UHNWIs), Accredited Investors, and Family Offices. With a strong...

**Responsibilities: - ** - Assist the regulatory team to ensure the implementation of the branch compliance plan - Respond to regulatory authorities' routine queries and coordinates completion of survey and other request for information - Develop and perform periodic compliance reviews - Investigates compliance breaches and customer complaints. - Draft the...

We are looking for a mature & experienced individual who is part of the Compliance Team to strengthen and maintain the Compliance framework of the Bank. The incumbent will work closely with the Head of Compliance and all lines of Business in Regulatory Compliance (Core Compliance) and AML/CFT & Financial Crime. This role provides an opportunity to be a key...

**Your team**: - The Pictet group is one of the world’s leading independent wealth and asset managers. Founded in 1805 and headquartered in Geneva, Switzerland, the Group is represented in 30 offices in financial centres worldwide, currently employing over 4600 people. Pictet has been present in Singapore for more than 25 years where it employs near 200...

**Job Purpose** Assist the Head of Compliance in managing the Branch’s PB/Wealth Management compliance program and carrying out compliance monitoring and reviews to ensure compliance with all applicable laws and regulations (including Banking Act, Securities & Futures Act and Financial Advisers Act.) as well as managing AML-related projects and ensure...