Assistant Compliance Manager, Private Banking
5 days ago
**Responsibilities**:
- Conduct AML/KYC periodic reviews on high risk and high net worth customers as well as customers who are public figures.
- Provide advice to staff regarding due diligence, Know Your Customer (KYC) standards, internal policies and local regulations
- Assisting in automation and enhancement of CDD processes to optimize resources for timely completion of CDD
- Review and analysis of transactions surveillance alerts
- Drive and manage initiatives to enhance the AML/CFT framework and program
- Handle or coordinate regulatory or audit requests / inquiries / examinations
- To assist and facilitate the training for the staff of Business
- Handle ad hoc assignments
**Job Requirements**:
- University Degree
- 7 - 8 years’ of relevant experience, preferably in the private banking industry
- Sound knowledge in AML regulatory requirements
- Able to work independently under pressure and accomplish tasks assigned within tight deadline
- Exhibit positive attitude and a good team player
- Effectively bilingual in English and Mandarin as the role requires communication with Mandarin speaking colleagues in Taiwan.
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