Execution Trader

Our client is a Financial Institution with offices in Europe and Singapore (Raffles place). We are currently looking for a **Compliance Analyst** (Contract position with potential to convert to Permanent, depending on quality of work and headcount availability at end of term) with experience in the following:
Key Responsibilities:

- Monitors all operational processes and procedures to ensure compliance with all legal regulations, company policies and standards.
- Undertake the Compliance Risk Based Monitoring Program, including carrying out specific reviews and assessments to ensure adherence to MAS regulations and internal policies.
- Review MAS consultation papers and communicate regulatory updates to the relevant stakeholders.
- Drive the implementation of new regulatory requirements
- Conduct review of client risk rating in line with Global AML Policy & Procedure, UK and Singapore laws and regulations as second line of defence, liaising with Compliance in London/Tokyo as required.
- Create and manage effective action plans in response to audit discoveries and compliance breaches.
- Assist in updating relevant policies and operational procedures on a regular and ad hoc basis.
- Assist in organising, designing and delivery of compliance training.
- Review staff’s request in relation to Gifts and Entertainment and Personal Account Dealing.
- Providing support to the Compliance Manager and assisting in additional ad hoc duties that may arise from time to time.
- Undertake ad-hoc projects and providing support as assigned within the Compliance team in Singapore and London

**Person Specification**:

- Minimum 2 years relevant experience in Compliance.
- Strong technical knowledge and understanding of regulatory requirements on Capital Markets Services
- Excellent interpersonal and communication skills, confident, organised, able to work under pressure and to deadlines
- Highly motivated - strong emotional intelligence
- Able to work unsupervised and manage own workload, possess a proactive work ethic and be willing to be hands on and get involved in all aspects of the role from filing and data input through to presenting at committees
- Methodical person with strong administrative skills and a keen eye for detail.
- Able to balance theoretical knowledge with commercial sense and understanding of the bigger picture
- Must be flexible in approach - a ‘can do’ attitude is essential in a small office.

**Salary**: $6,000.00 - $10,000.00 per month

Schedule:

- Monday to Friday

**Education**:

- Bachelor's or equivalent (preferred)

**Experience**:

- compliance: 2 years (preferred)

Work Location: In person