Vice President, Compliance Advisory, Gb

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Regulatory Compliance ensures adherence to applicable regulations and standards by setting the policies which cover HSBC’s regulatory requirements, and mitigate conduct and reputational risk issues. The team strives to remain ahead of the regulatory change agenda and ensures the business understands the implications and is prepared for change. It monitors how the Global Businesses and Functions manage their responsibilities with regard to complying with the regulations and helps resolve compliance deficiencies.

We are currently seeking a high calibre professional to join our team as a **Vice President, Compliance Advisory, GB**.

**Principal Responsibilities**
- The VP GB Compliance Advisory is an important role to support the GB Compliance Team Lead, including the Head of Compliance Advisory
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- The role has broad responsibilities for supporting implementation and management with guidance from respective Compliance Team Leads in all aspects of Regulatory & FCC Compliance for the Singapore GB Business, including impact analysis of regulatory changes, managing regulatory risk assessment, assessing conduct risks, providing compliance advisory, oversight over the surveillance and transaction framework and driving and execution of the various Regulatory & FCC Compliance work streams and assurance for GB Singapore, while ensuring alignment with Global Standards
- The role requires strong partnership with the various LOB business and leadership teams, and as part of the Singapore Country Strategic Advisory Plans (CSP) and the HSBC Group pivot to Asia strategy where Singapore is a Scale and priority market, there are ambitious growth plans due for execution in Singapore and SEA, with Singapore being a key site for the SEA strategy. The CSP plan introduce various RC and FCC risks (ie cross border, FCC risks, Fraud risks etc.) that require the Compliance teams to be able to advise and risk steward these initiatives
- Working and practical knowledge of Regulations (such as Banking Act, Securities & Futures Act/Financial Advisors Act) and/or Financial Crime knowledge are essential
- The role will also need to stay at the forefront of regional regulatory changes impacting the GB Businesses to provide support for proactive communication with business and develop appropriate policy and framework to manage the changes, including creating regulatory compliance awareness through proactive engagement with business stakeholders and training
- Risk stewardship and involvement in the Group NFRO transformation are also part of the role

**Requirements**:
**Requirements**:

- The role is to assist the GB Compliance Team Lead Singapore to support Global Banking Business in Singapore
- Role requires 7+ years of regulatory & FCC compliance experience
- Have good working knowledge of regulations (i.e. Banking Act, SFA, FAA)
- Have excellent interpersonal and negotiation skills
- Must be analytical and have a good eye for detail
- Possess strong communication skills both verbal and written
- Able to work under pressure and tight deadlines
- Able to work both as a team player as well as independently

To be considered for this role, the relevant rights to work in Singapore is required.

**You’ll achieve more when you join HSBC.**

Issued by The Hongkong and Shanghai Banking Corporation Limited.