Compliance Officer

**Position Description** As a member of the Singapore Compliance team reporting to the Head of Compliance, Singapore, and with further support from head office, the incumbent will have the exciting opportunity to be given broad Compliance mandate which extends to a number of licensed entities in Singapore and multiple business lines, including,...

Join to apply for the Compliance Officer role at Schonfeld Join to apply for the Compliance Officer role at Schonfeld The Role We are seeking to hire an exceptional Compliance Officer to join our Singapore office. This role will report into the Head of Compliance APAC, based in Hong Kong, and hold several critical profiles and responsibilities for the...

Blockfort Pte Ltd is part of the Coinweb group, is expanding our Global compliance Team. The position is compliance officer, based in Singapore for Blockfort; you’re responsible for ensuring a company complies with its outside regulatory requirements and internal policies. In short, you're responsible for making sure that your employer plays by the rules...

**Position**:Compliance Officer **Location**:Singapore **Industry**:Financial Services **Employment Type**:Full-time **About the Company**: NEBA Private Clients are a leading financial advisory firm in Singapore with offices around the world, committed to providing sound financial solutions to clients. We strive to uphold the highest standards of...

Position DescriptionAs a member of the Singapore Compliance team reporting to the Head of Compliance, Singapore, and with further support from head office, the incumbent will have the exciting opportunity to be given broad Compliance mandate which extends to a number of licensed entities in Singapore and multiple business lines, including, institutional cash...

**Job description for Compliance Officer Compliance function and scope below: 1 Manage the compliance function with a direct reporting line to the Company MD and a dotted-line reporting to the Group Compliance Department in Japan head office. 2 Prepare and maintain compliance calendar for the function and ensure all due dates are adhered to. 3 Develop,...

**About AETOS**: AETOS Capital Group Pty Ltd is a renowned Australian broker specializing in financial products trading services, provide retail and corporate clients with diversified financial derivative products including Margin Forex Contracts and CFD in Precious Metals, Indices, Commodities, Shares and Cryptocurrencies. **AETOS Support Services Pte Ltd...

Our client is an law firm with main offices in Singapore, London, Paris, Hong Kong, etc. Area of expertise includes finance, marine and international trade, commercial litigation, etc. Our client is looking to hire a Compliance Officer, to play a key role in the Legal and Compliance team, supporting the Head of Compliance to identify and achieve compliance...

**Company Overview**: LOOK CAPITAL is a registered and leading family office with a Capital Market Services license in Singapore, with AUM of 3 billion USD. Headquartered in Singapore, we have offices across Beijing, Hong Kong and Shenzhen. With the help of technology, we provide a one-stop service including global asset allocation, legal and tax advisory,...

The Compliance Officer supports the implementation of controls, compliance checks and compliance processes. He/ She executes tasks according to procedures to ensure regulatory compliance across the organisation, and escalates any issues to relevant parties where needed. He/ she assists with keeping compliance processes updated and conducting research and...