Assistant Vice President, Listing Compliance

7 days ago

Singapore Singapore Exchange Full time

Entity: Singapore Exchange- Location: Singapore, SG- Job Function: RegCo- Job Type: Permanent (HC)- Req ID: 1825**Job Summary**

Reporting to the Team Leader and Head, Listing Compliance, this position is responsible for managing a portfolio of listed issuers.

**Responsibilities**
- Acquired ability to detect non-compliance of listing rules and confident in responding to queries and providing advice on simple to moderate listing matters.
- Monitor compliance with listing rules and liaising with issuers on regulatory issues.
- Investigate potential breaches of listing rules. Following up with enforcement and disciplinary actions where breaches have occurred.
- Processing of simple, moderate and complex corporate actions within relevant timeframe.
- Attend meetings concerning his/her portfolio and be able to address the main issues during the meetings and take minutes of such matters.
- Contribute to team goals.
- Contribute to initiatives for fine-tuning and enhancing the Listing Compliance framework to support product and market growth and development and to sustain market relevant regulations and to retain first mover advantage.
- Contribute to initiatives for maintaining/improving appropriate and relevant systems, procedures and databases to ensure effective and efficient execution of Listing Compliance functions.
- Build effective relationships with internal and external stakeholders from business units to issuers and market professionals including investment bankers, solicitors, auditors and other regulators.

**Job requirements**
- A good degree in Law, Finance or Economics, with at least 4 years’ experience in financial regulations.
- Sharp, meticulous and accurate in reviewing and processing information.
- Able to effectively convey and communicate decisions and information clearly and accurately (both verbal and written).
- Team player with ability to work independently as required.

**Job Segment**:Compliance, Law, Legal

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