Head Compliance Coverage Apac

2 weeks ago

Singapore Leonteq AG Full time

WHO WE ARE

Leonteq is a Swiss fintech company with a leading marketplace for structured investment solutions. Based on proprietary modern technology, the company offers derivative investment products and services and predominantly covers the capital protection, yield enhancement and participation product classes. Leonteq acts as both a direct issuer of its own products and as a partner to other financial institutions. Leonteq further enables life insurance companies and banks to produce capital-efficient, unit-linked pension products with guarantees.
- Leonteq generated turnover of CHF 28.9 billion and posted total operating income of CHF 417.8 million in 2021. As of 31 December 2021, Leonteq's shareholders' equity totalled CHF 802.1 million.
- Leonteq has an investment grade rating from the rating agencies Fitch Ratings Ltd. and Japan Credit Rating Agency, Ltd., who have evaluated and assigned ratings to Leonteq AG and Leonteq Securities AG, respectively.
- Leonteq is listed on the SIX Swiss Exchange (SIX: LEON) and is a securities firm regulated by the Swiss Financial Market Authority FINMA and is a member of the Swiss Structured Product Association.What you'll do
- Responsible Compliance Manager APAC
- Responsible to manage local Compliance Officers in Singapore, Hong Kong and Japan
- Responsible for the oversight of Compliance Risks, the Compliance Risk Assessment and the Compliance Action Plan in APAC
- Responsible for Compliance Coverage Function for APAC including Partner Monitoring, Marketing Material, Crossborder, etc
- Responsible for the reporting to the Global Head Compliance and to the local Location Managers
- Responsible for the Compliance Monitoring and Testing Plan in APAC
- Regulatory Development and implementation
- Drafting and Implementation of Compliance Policies and Procedures
- Responsible for the reporting to Regulators
- Support the local Management to manage local Compliance Risks
- Handling of Complaints and external requests (e.g. from Regulators)
- Support the Global Head Compliance to achieve the set targets
- Assistance throughout Audit Fieldwork

What you'll need
- Compliance Manager with at least 8 years experience
- Experience in the financial industry at least 10 years
- Compliance knowledge covering Singapore and Hong Kong Regulations
- Financial products knowledge
- Master Degree or Law Degree
- Talent to coordinate and to manage several cultures
- Open minded but straight behaviour
- Languages: English is a must

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