Know Your Client Monitoring Specialist

Singapore
- Compliance
- Group Functions

**Job Reference #**
- 260069BR

**City**
- Singapore

**Job Type**
- Full Time

**Your role**
- Are you a sharp evaluator of risk? Can you investigate complex solutions? Do you have specific experience on the Know Your Client Wealth Management business including it's key compliance risks?
- We're looking for a compliance controls analyst who can:
- drive or work as a team member on controls review and testing of UBS Global Wealth Management (GWM) Know Your Client controls
- analyze and assess risks arising from both the business and support functions
- identify and evaluate the design, implementation and effectiveness of controls designed to address those risks
- document and communicate review findings, root causes and risks, and prepare reports of reviews for UBS senior management
- develop recommendations for items that solution owners should consider when finalizing their action plans
- review remediation actions submitted by the business for closure to assess whether these have addressed the original risks
- successfully collaborate with peers in and across Monitoring, Surveillance and control teams
- develop and maintain relationships with senior management

**Your team**
- You will be working in Monitoring, Surveillance and Controls (MS&C) in Singapore / Hong Kong. MS&C is an independent function within the 2nd line of defense, that supports Group Compliance, Regulatory and Governance (GCRG) in achieving its strategic, operational, financial and compliance objectives.
- We do this by assessing key processes as well as governance, risk management, and the control environment within the key business divisions of the APAC region.
- We are a talent powerhouse that attracts and develops the best people by driving career growth in and outside the department. Our team of compliance controls specialists, is mainly responsible for reviewing compliance controls specific to financial crime, investment suitability, cross border and execution related conflicts of interests. In your role, you will be covering the reviews of GWM Know Your Client Monitoring Controls within Financial Crime Monitoring & Controls team.

**Your expertise**
- 4 years+ experience in audit or compliance controls testing within the financial industry. This experience could have been gained at a consulting firm, or in an internal audit or compliance controls function within a financial institution
- strong knowledge of anti money laundering and know your client requirements for Wealth Management business
- detail oriented, strong analytical skill and dependable when working on your own, with sound judgment for when to escalate issues.
- you are able to quickly understand complex processes and challenge the status quo, identify risks and inadequacies in procedures.
- excellent organizational, documentation, time management and problem solving skills
- willingness to keep up with industry, regulatory developments and learn new concepts and methods
- ability to effectively communicate with senior stakeholders and report writing.
- #LI-SG
- EFC-UBS

**About us**
- UBS is the world’s largest and only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors.
- With more than 70,000 employees, we have a presence in all major financial centers in more than 50 countries. Do you want to be one of us?

**How we hire**

**Join us**
- At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.
- From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

**Disclaimer / Policy Statements**
- UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.