Senior Manager Compliance, Financial Services

2 weeks ago


Singapore WilsonHCG Singapore Full time

A fund manager is looking to hire a Compliance Senior Manager to report to the CEO and manages Singapore regulations independently.

A fund manager is looking to hire a Compliance Senior Manager to report to the CEO and manages Singapore regulations independently. You will be responsible for the following
- Main contact point / liaison for dealing with governmental bodies and external / internal auditors.
- Communicating Compliance-related issues to employees across all divisions of the company.
- Keep abreast of compliance regulatory updates in the Securities, Asset Management and Pension industries.
- Manage and monitor AML/CTF framework.
- Work with other teams on KYC/AML review on investors.
- Collaborate with different functions to devise and execute compliance policies for the firm Identify any potential compliance issues and provide solutions to the business.

Bachelor's degree with at least 7 years of work experience in a compliance role with a financial entity regulated by the MAS or with a compliance consultant advising financial entity regulated by the MAS. Strong communication and stakeholder management skills. Knowledge of the Monetary Authority of Singapore's regulations is preferred.

Singapore Employment Agency Licence No: 16S8069

Job ID YSW1013196
- ABOUT COMPANY
- WilsonHCG Singapore
- Singapore
100 Employees HR & Recruitment

WilsonHCG is an award-winning, global talent solutions leader. With a global presence spanning 65+ countries and six continents, WilsonHCG provides a full suite of configurable talent services, including executive search, recruitment process outsourcing (RPO), contingent talent solutions and technology advisory. Our executive search practice is widely recognised as the leading search and selection firm in Asia, providing collaborative solutions to financial services, commercial and professional services clients.

With offices in Hong Kong, Singapore, Shanghai, Beijing and Tokyo, WilsonHCG provides access to a robust, long-standing network throughout Asia, bolstered by a team of consultants and in-house researchers with regional expertise.

Let us help you take the next step in your career.

SG EA License No: 16S8069 | HK EA License No: 61753 | JP Employment Services Licence No: 13-ユ-312551



  • Singapore PROFESSIONAL FINANCIAL ADVISORY SERVICES Full time

    Join EVOL as a Financial Services Manager At EVOL, we're changing the game in financial advisory-and we're looking for driven professionals to be part of that transformation. Whether you're an experienced advisor or a leader ready to groom the next generation, this is your chance to build a rewarding career with one of the world's most reputable financial...


  • Singapore STRAITS FINANCIAL SERVICES PTE. LTD. Full time

    **Senior Compliance Executive** Central - Suntec City **The Team**: The Team is responsible for putting in place and executing proper level-two governance and reporting mechanisms for financial crime and compliance, including for existing business and implementation of new businesses, addressing any AML, compliance and regulatory risks faced by the company....


  • Singapore Stellar Financial Full time $80,000 - $120,000 per year

    Roles and ResponsibilitiesClient Relationship Management & ConsultationConduct in-depth consultations with prospective and existing clients to understand their priorities and financial objectives/needs, risk tolerance, and life circumstances.Build and cultivate long-term client relationships through proactive communication, regular portfolio reviews, and...

  • Compliance Manager

    8 hours ago


    Singapore Rapyd Financial Network Full time

    **Singapore** - Compliance - Advanced (5-8 Years) - Full-time **Description**: Rapyd has unified payments, payouts and fintech on one worldwide platform, and we’re assembling the world’s best team to liberate global commerce. With offices in Tel Aviv, Amsterdam, Singapore, Iceland, London, Dubai, Hong Kong, and the U.S., the opportunities at Rapyd are...


  • Singapore ZM Financial Systems Full time

    Collaboration = Innovation One leads to the other. At Moody’s, we believe good teamwork gives us an edge. We foster a culture that thrives on diverse perspectives to overcome ever-changing market challenges. Join us and let’s move the world forward together. Department Role/Responsibilities - The Financial Crime Compliance Specialist is responsible...

  • Compliance Executive

    8 hours ago


    Singapore STRAITS FINANCIAL SERVICES PTE. LTD. Full time

    **The Team**: The Team is responsible for putting in place and executing proper level-two governance and reporting mechanisms for financial crime and compliance, including for existing business and implementation of new businesses, addressing any AML, compliance and regulatory risks faced by the company. The team is also primary responsible for liaising with...

  • Financial Planner

    1 week ago


    Singapore Financial Services Managers Association (FSMA) Full time

    Roles & Responsibilities Fast Track to Financial Leadership: HSBC Life Financial Planner / Management Trainee (Investment) Are you ready to accelerate your career in the world of finance? HSBC Life is seeking ambitious Management Trainees to join our team and shape the future of wealth management. This isn't just a job; it's a launchpad to leadership,...


  • Singapore Prudential Financial Advisers Singapore Full time $80,000 - $120,000 per year

    Job Profile Summary:Your role is crucial for ensuring that the company operates within legal boundaries, adheres to regulations, and maintains ethical standards. Your responsibilities include overseeing regulatory compliance, assessing risks, and designing and implementing risk and compliance programs. Effective communication, analytical thinking, and...


  • Singapore PROFESSIONAL FINANCIAL ADVISORY SERVICES Full time

    Roles & Responsibilities Take Charge of Your Future: Join EVOL as an Agency Development Manager Looking for a career that offers purpose, growth, and real impact? At EVOL, we don’t just offer jobs—we build futures. Join a forward-thinking team that’s redefining what it means to thrive in the wealth and insurance advisory space. What’s in It for You?...

  • Compliance Officer

    1 week ago


    Singapore IPP Financial Advisers Full time

    Compliance Officer - AML, Compliance & Practice Standards We are one of the leading Licenced Financial Advisory Firm that has been providing financial planning services to clients for more than a decade. We provide a platform to groom and nurture talents in the area of compliance. The compliance role is to ensure that the company and its representatives...