Risk Executive

2 days ago


Singapore INVESTMENT COMPANY OF THE PEOPLE'S REPUBLIC OF CHINA (SINGAPORE) PTE LTD Full time

Lead role for regulatory compliance in the area of rights management (System and user authorization)
- Conduct regular system user reviews and system audit trail reviews as part of compliance monitoring processes
- Implement limits in various systems and develop internal controls to ensure workflow and investment compliance
- Support implementation of regulatory and compliance control in other aspects based on company policies
- Set up preventive measures against possible compliance risks and relevant criteria
- Assist in drafting new policies and procedures, updating of existing policies as well as keeping internal procedures manuals up-to-date
- Monitoring employee trading and ensuring outside investments and activities comply with the firm's policies
- Perform daily transaction monitoring and timely reporting of any operational or compliance breaches
- Conduct periodic account reviews and investigation of suspicious transactions
- Follow up on compliance-related issues raised by auditors
- Support the implementation of company’s risk management methodology, policies, procedures and analysis of risk related information
- Implement and maintain an ongoing review program for compliance as well as preparing compliance-monitoring reports for Head of Risk, Head Office
- Prepare presentation materials for monthly and annual Risk Committee meeting

**Job Requirements**:

- Good degree in any discipline
- 3 years or above compliance/auditing experience in financial industry is preferable
- Sound understanding of process control and procedures, internal regulatory frameworks
- Detail-oriented, organised, adaptable, able to multi-task and work under pressure
- Dynamic team player, excellent interpersonal skills, proactive attitude and takes initiative at work
- Good verbal communication skills and strong report writing ability
- Willing to work with data using VBA, SQL is ideal
- Proficiency in both English and Chinese will be an additional advantage (to liaise with the Chinese speaking associates)


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