Head of Compliance, Sg Based

**What is the opportunity?** As the Director, Head of Central Services Compliance, you will be responsible for establishing and embedding a Central Services Compliance team in APAC across all entities for Capital Markets (CM) and Wealth Management (WM). **What will you do?** - Planning, executing and reporting of compliance testing reviews and surveillance...

Key Responsibilities 1. Leadership & Strategy Support the Head of Compliance in designing, implementing, and maintaining an effective compliance strategy aligned with regulatory expectations and business objectives. Deputize for the Head of Compliance when required, including attending senior management and regulatory meetings. Provide leadership and...

Key Responsibilities1. Leadership & StrategySupport the Head of Compliance in designing, implementing, and maintaining an effective compliance strategy aligned with regulatory expectations and business objectives.Deputize for the Head of Compliance when required, including attending senior management and regulatory meetings.Provide leadership and mentoring...

About SG EPAY SG EPAY is a Singapore-based FinTech company licensed by the Monetary Authority of Singapore (MAS). We deliver innovative digital

Job Title: Head of Compliance, Singapore Overview Our client is a globally recognized financial services group with a strong footprint across Asia and beyond. As part of its expansion in Singapore, the firm is seeking a highly experienced Head of Compliance to lead and oversee its compliance function in the region. The ideal candidate will possess deep...

**KEY RESPONSIBILITIES**: **Transaction Monitoring** - Conduct review on alert generated from the Transaction Monitoring system within the stipulated timeline using various internal and external system/database and where applicable, raising a “Request for Information” (RFI) to the relevant Business Unit (BUs). - Summarize, in writing, clear and concise...

Compliance Officer, Financial Crime, Compliance Join to apply for the Compliance Officer, Financial Crime, Compliance role at CLSA As a member of the Singapore Compliance team reporting to the Senior Financial Crime Compliance Manager, and with further support from head office, the incumbent will have the exciting opportunity to be given broad Compliance...

Join to apply for the Global Head of Compliance role at SJ Group Join to apply for the Global Head of Compliance role at SJ Group Reporting to the Chief Legal Counsel, Surbana Jurong, the Head of Compliance will be responsible for designing and managing all compliance related programmes for SJ Group.Key AccountabilitiesDelivers a Compliance Program with...

Join to apply for the Global Head of Compliance role at SJ Group Join to apply for the Global Head of Compliance role at SJ Group Reporting to the Chief Legal Counsel, Surbana Jurong, the Head of Compliance will be responsible for designing and managing all compliance related programmes for SJ Group. Key Accountabilities Delivers a Compliance Program with...

Overview Join to apply for the Financial Crime Compliance Manager, Compliance role at CLSA . The Financial Crime Manager will be principally responsible for managing the financial crime prevention function for CLSA SG entities, covering all business lines in Singapore, including, institutional equities, investment banking/corporate finance, equity...