Compliance Avp

19 hours ago


Singapore Ethos BeathChapman Full time

**Job Details**:
**Location**

Singapore

**Salary**

Competitive Salary

**Job Type**

Permanent

**Ref**

BH-175957

**Contact**

Khai Anwar- **Contact phone**
- 6692 9359
- **Posted**

16 minutes ago
- Excellent opportunity in a stable Asian investment house
- New Equities Compliance function
- Sound product and regulatory knowledge desired

Our Client is a leading Asian investment house seeking an experienced Compliance AVP with strong product and regulatory knowledge within equities and equities derivatives. You will be dissecting end-to-end processes for the Equities desk with a Compliance lens, ensuring all activities are in accordance to prevailing regulations and providing regulatory compliance support where required.**You will**:

- Have at least 5 to 7 years of relevant working experience in a regulatory compliance position at an established Financial Institution.
- Possess expert financial products knowledge, namely in equities and equities derivatives (including ETFs and listed options).
- Thrive in driving growth within a complex compliance landscape
- Be a strong communicator, able to work well with stakeholders across seniorities.

Take charge of this opportunity to welcome a new career challenge.
- EA Personnel No R1216328
- BeathChapman Pte Ltd
- License No 16S8112


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