VP of Compliance
1 week ago
Responsibilities: Lead efforts to identify, assess, and resolve potential and actual conflicts of interest across investment banking, capital markets, commercial banking, and mergers and acquisitions. Review equity research for both the US and Canada, ensuring adherence to relevant regulatory safe harbor rules, including SEC rules and local regulations. Collaborate with Global Control Room partners to implement and enhance conflict management frameworks, policies, and procedures continuously. Drive the enhancement of conflict management systems and tools, ensuring they meet regulatory expectations and align with business requirements. Act as a senior advisor to business units and compliance stakeholders on Core Control Room activities, while mentoring junior team members to promote a culture of compliance and continuous improvement Qualification: Over 8 years of work experience in compliance in a reputable investment bank. University degree or professional qualification in Law / Finance / Accounting / Business or related disciplines. Sound knowledge of rules, regulations and statutory requirements of MAS and/or other regulatory bodies. Effective communications skills (written and spoken). Good interpersonal skills and a team player. Ability to work under pressure. Independence and robustness. Personal authority, integrity, and ethics.
-
Vp Compliance, Banking
1 day ago
Singapore WilsonHCG Singapore Full timeWilsonHCG Singapore SingaporePosted 3 hours ago Hybrid Permanent competitive benefits - A leading bank is looking to hire VP Compliance to focuss on regulatory advisory across businesses. A leading bank is looking to hire VP Compliance to focuss on regulatory advisory across businesses. You will be responsible for the following - Provide compliance advisory...
-
VP, Regional Compliance, Asia Pacific
1 week ago
Singapore Reinsurance Group Of America, Incorporated Full timeYou desire impactful work.You’re RGA ready RGA is a purpose-driven organization working to solve today’s challenges through innovation and collaboration. A Fortune 500 Company and listed among its World’s Most Admired Companies , we’re the only global reinsurance company to focus primarily on life- and health-related solutions. Join our multinational...
-
VP, Regional Compliance, Asia Pacific
1 week ago
Singapore Reinsurance Group Of America, Incorporated Full timeYou desire impactful work. You’re RGA ready RGA is a purpose-driven organization working to solve today’s challenges through innovation and collaboration. A Fortune 500 Company and listed among its World’s Most Admired Companies, we’re the only global reinsurance company to focus primarily on life- and health-related solutions. Join our multinational...
-
Singapore UOB Full timeOverview Assistant VP, Investigation and Intelligence, Group Compliance Join to apply for the Assistant VP, Investigation and Intelligence, Group Compliance role at UOB Job Description United Overseas
-
Singapore UOB Full timeOverview VP, Technical Delivery Manager, Compliance Technology — Join to apply for the VP, Technical Delivery Manager, Compliance Technology role at UOB . About UOB United Overseas
-
VP, Advanced Analytics, Analytics
5 days ago
Singapore UOB Full timeOverview VP, Advanced Analytics, Analytics & Automation, Group Compliance at UOB. Join to apply for the VP, Advanced Analytics, Analytics & Automation, Group Compliance role at UOB. About UOB: United Overseas
-
VP of Compliance
6 days ago
Singapore HARBRIDGE PARTNERS Full timeJob Title: VP / SVP Central / Core Compliance - Retail Equities Compliance Location: Singapore Responsibilities: Reporting to the APAC Head of Compliance, the VP/ SVP Central /Core Compliance - Retail Equities Compliance (Singapore) will oversee the Singapore compliance function and advise on all compliance and regulatory matters, including: Acting...
-
Singapore UOB Full timeOverview VP, Anti Financial Crime Assurance, Group Compliance at UOB About UOB: United Overseas
-
VP of Compliance
6 days ago
Singapore WilsonHCG Singapore Pte. Ltd. Full timeA leading alternative investments firm is looking to hire VP Compliance to report to Chief Compliance Officer. Preparing MAS and SGX filings for the entities To manage the relationship with local regulatory bodies and auditors. Assisting with the oversight and continuing the implementation of compliance programmes Staff personal dealing in financial...
-
VP of Compliance
2 weeks ago
Singapore WilsonHCG Full timeOverview A leading alternative investments firm is looking to hire VP Compliance to report to Chief Compliance Officer. Responsibilities Preparing MAS and SGX filings for the entities To manage the relationship with local regulatory bodies and auditors. Assisting with the oversight and continuing the implementation of compliance programmes Staff personal...
