Junior Compliance Specialist
21 hours ago
Location: Singapore / Hong Kong Our client is a multi-strategy investment firm that is expanding its compliance function as part of its growth plans. They are seeking a Junior Compliance Officer to support this build-out. The role offers exposure to regional compliance coverage across multiple jurisdictions and the opportunity to work closely with investment and operational teams in a collaborative environment. Key Responsibilities Assist in implementing and maintaining global compliance policies and procedures. Conduct trade surveillance and post-trade monitoring to ensure adherence to internal and regulatory requirements. Monitor regulatory developments and support relevant filings and reporting. Participate in compliance reviews, testing, and staff training. Provide day-to-day compliance support to investment and trading teams. Support new product and market initiatives by assessing compliance implications. Requirements 3–5 years of relevant experience in post-trade or pre- and post-trade compliance, regulatory reporting, operational risk management, or middle office. Good understanding of trade operations and its application in a compliance context. Analytical and inquisitive , with strong problem-solving skills and attention to detail. Teachable and adaptable , with the ability to learn and operate effectively in a fast-paced environment. Strong communication and stakeholder management skills, with professionalism and integrity.
-
Compliance Specialist
1 week ago
Singapore Capital Group Companies Full time“ I can succeed as a Compliance Specialist” Primary responsibilities/essential functions: - Distribution, sales and marketing (“DSM”) compliance: Reviews and approves marketing materials of APACxJ. Participates as an active member to contribute APACxJ input in regional or global projects and initiatives. Possesses the ability to read and write both...
-
Compliance Specialist
2 weeks ago
Singapore CHAPTR CONSULTING PTE. LTD. Full time**The Company** Our client is a well-established financial services firm seeking to expand their compliance team in 2024. They are currently looking for a Compliance Specialist to support this growth. **The Role** As a Compliance Specialist, you will lead independent investigations involving interviews and report writing to prevent market misconduct. You...
-
Singapore River Beecroft Animal Specialist Services Full timeJob Description & Requirements:Beecroft Animal Specialist & Emergency Hospital provides compassionate, collaborative, and high-quality veterinary services for small animals and exotic pets.Be part of a busy exotic animal department located within a specialist-owned Emergency and Specialist Hospital in the metropolitan city of Singapore.We have all the bells...
-
Junior Scientific Support Specialist
1 week ago
Central Singapore PERSOLKELLY Full timeJunior Scientific Support Specialist Responsibilities - Organize and pull-out stability samples for submission for odor/sensory assessment, preservative/assay measurements and microbiological stability testing - Assist in materials movement from lab to storage within building and to other labs - Tabulate, process and submission of data to work request...
-
Junior Sales Specialist
2 weeks ago
Singapore Sentin Marketing Full time $40,000 - $60,000 per yearJunior Sales Specialist – Learn, Grow & Make an ImpactReady to break out of the typical desk job? At Sentin Marketing , we're building the next generation of confident communicators and leaders through real-world, high-energy sales experiences.If you're hungry to learn, love meeting new people, and want to grow fast — this is where you start.What You'll...
-
Junior Confirmations Specialist
4 days ago
Singapore THE RESOLUTE HUNTER PTE. LTD. Full time $40,000 - $60,000 per year*Seeking for a Junior Commodities Specialist who has minimum 6 months of Commodities/bank/brokerage internship or work exposure*THE COMPANYEntrenched within their specialized markets, this company seeks to exceptionally push their own boundaries. Currently, they are currently seeking for a Junior Confirmations Specialist to be part of the Operations team.JOB...
-
Compliance Specialist
1 day ago
Singapore Loomis, Sayles & Company, L.P. Full time**Function**:Legal & Compliance**Job ID #**:1203 - *** **Department**:Community Investments**Position Type**:Full-Time**Education Required**:See Job Qualifications**Location**:Singapore**Experience Required**:See Job Qualifications**Position Description** Loomis Sayles has implemented the Charles River Compliance System (“CRD”) to automate its compliance...
-
Junior Specialist
2 weeks ago
Singapore Christie's Full timePRIMARY FUNCTION/: The Junior Specialist is responsible for bringing in business, cataloguing and coordinating the sale and property, requiring good knowledge of client relationship management and relevant markets for the art category working in close collaboration with a global team of specialists. This position will be based in Singapore and will be a key...
-
Trade Compliance Specialist
4 days ago
Singapore 3M Full timeOverview Join to apply for the Trade Compliance Specialist role at 3M 3M has a long-standing reputation as a company committed to innovation. We provide the freedom to explore and encourage curiosity and creativity. We gain new insight from diverse thinking, and take risks on new ideas. Here, you can apply your talent in bold ways that matter. The Trade...
-
Compliance Junior Associate
2 weeks ago
Singapore CUBE PAYMENT SERVICES PTE. LTD. Full timeAbout the Job The Junior Compliance Associate will support the Compliance team in ensuring the company meets its regulatory obligations and internal policies. This role provides exposure to Anti-Money Laundering (AML), Countering the Financing of Terrorism (CFT), and Know Your Customer (KYC) processes, while offering opportunities to learn and grow within...