Snr Compliance Exe

7 days ago


Central Region, Singapore PERSOL Full time $90,000 - $120,000 per year

Responsibilities

1. Perform customer due diligence reviews for new client onboarding, ongoing periodic reviews and material transactions such as termination, asset injection, distribution, etc.

  1. Review of batch screening and manual screening alerts, investigate high risk clients and reporting where necessary, including Politically Exposed Persons, and obtaining all necessary documentation

  2. Sourcing relevant documentation, news articles, and internet searches to corroborate the clients' declarations

  3. Escalating risk matters to AML compliance team and/or senior management as required according to CDD procedures

  4. To support initiatives in areas of regulatory compliance, systems enhancements and processes improvements to increase efficiencies, reduce risk within the Private Trust team

Requirements:


• Have at least 1-3 years name screening experience in AML / KYC.


• Familiarity with vendor system (e.g. Dow Jones / Factiva).


• Strong analytical ability & inquisitive mind towards problem solving.


• Good verbal & written communications skills.


• Able to multi-task & work collaboratively under minimal supervision to meet deadlines in high pressure environment.

We regret that only shortlisted candidates will be notified.

EA License No. 01C4394
• RCB No E
• Lim Jia Jie EA Registration No. R

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