Compliance Executive

Primary role and functions are as follows: - Conduct audits on sales and advisory documents. - Collate audit findings and prepare comprehensive reports. - Recommend and track completion of remedial actions as required after audit functions, or for completion of sales and advisory documentation. Secondary role and functions are as follows: - Manage...

We are looking for meticulous individuals who uphold professional and industry standards, have an eye for details, to ensure ethical practices, to monitor and rectify any lapses in business transactions. This position is based in Singapore and required to report to office daily. Five-day work week - AML - Complaints handling - Regulatory requirements -...

We’re looking for a Compliance Officer to handle regulatory compliance matters, cover aspects of compliance covering anti-bribery, anti money laundering, licensing, and reporting requirements at our Singapore office. Welcome to our team if you are: - 1 to 4 years of experience in a compliance/regulatory role in a Bank, payments or licensed entity -...

Summary: We are one of the leading Licenced Financial Advisory Firm that has been providing financial planning services to clients for more than a decade. We provide a platform to groom and nurture talents in the area of compliance. The compliance role is to ensure that the company and its representatives conduct their business in compliance with the...

| Legal & Compliance | Professional | Non-Executive | Allianz Singapore | Full-Time | Permanent **Entity: Allianz SE Singapore Branch** L1-RS1 **Job Purpose** This role is to steer, oversee and support the Regional Compliance Function in fulfilling its tasks relating to compliance governance, risk management, oversight, and monitoring in relation to Asia...

FOMO Pay Pte. Ltd. Registration ID: 201543956D 140 Robinson Road Tahir Building, #17-02, 068907 **Compliance Intern** **About FOMO Pay** Founded in 2015, FOMO Pay Pte Ltd is a major payment institution (License No. PS20200145) regulated under the Payment Services Act in Singapore, licensed by the Monetary Authority of Singapore (MAS) to conduct...

**RESPONSIBILITIES** 1. Reviewing and drafting service agreements and contract documents including joint ventures, M&A deals, private equity transactions and restructurings (including cross-border transactions in Asia, Australia and Europe). 2. Monitor, coordinate & advise, cross-functional stakeholders on legal issues including IPR / risk implication on...

Our client stands out as a globally renowned luxury retailer, offering employees an immersive experience in a world defined by innovation, creativity, and excellence. In response to sustained business growth, we are partnering with them to recruit for a Senior HR Executive. As a Senior HR Executive specializing in payroll & compliance, youll become an...

Our client stands out as a globally renowned luxury retailer, offering employees an immersive experience in a world defined by innovation, creativity, and excellence. In response to sustained business growth, we are partnering with them to recruit for a Senior HR Executive. As a Senior HR Executive specializing in payroll & compliance, youll become an...

Exciting news! We are on a growing journey and building a stellar team! At Sunnystep, we are not just building leaders - we are cultivating a dynamic team that thrives on innovation, collaboration, and collective success. **Why should you be part of Sunnystep’s success?** We are an innovative force in consumer retail with a clear brand purpose — we...