AVP - Compliance, Policy & Regulatory
18 hours ago
1. Governance & Reporting
Manage timely reporting to Head Office and local management committees.
Act as the main liaison for flash reporting incidents related to Compliance and AML matters.
Oversee secretariat functions for Compliance committees, ensuring effective communication and documentation.
2. Strategy & Financial Planning
Manage the coordination and submission of Compliance Action Program plans to Head Office.
Prepare budget plans and expense management.
Monitor Compliance initiatives and achievement to enhance compliance culture and organizational performance.
3. Entertainment & Gift Advisory
Provide advisory services and assess Entertainment & Gift requests for compliance with policies.
4. Policy Management
Review and update policies to align with regulations and Head Office directives.
Maintain the policy register and engage stakeholders to ensure policies are current and effective.
5. Regulatory Compliance
Assess the impact of new regulations on internal policies.
Collaborate with stakeholders to update policies for compliance with regulatory changes.
6. Compliance Training
Coordinate and oversee compliance training programs to ensure employees understand relevant policies and regulations.
Overview of Division/Department
Compliance, Policy and Regulatory Section
Bachelor's Degree in relevant field (e.g. Accountancy, Business Studies, Law)5 years of financial sector experience, with 4-5 years in related roles.Experience in regulatory analysis and implementation. Possess strong stakeholder management skills, effective writing and comprehension skills.MAS Regulatory liaison experience will be viewed favorably.Mizuho Bank, Ltd. is a subsidiary of the Japan-based Mizuho Financial Group, Inc. (listed on the Tokyo Stock Exchange and NYSE) and is one of the largest financial services companies in the world. Mizuho Bank, Ltd. provides financial and strategic solutions for the increasingly diverse and sophisticated needs of its clients with offices located in all the major cities of the world such as Tokyo, New York, London, Hong Kong and Singapore.
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