AVP - Compliance, Policy & Regulatory

5 days ago


Singapore Mizuho Full time

Join to apply for the AVP - Compliance, Policy & Regulatory role at Mizuho Responsibilities Governance & Reporting Manage timely reporting to Head Office and local management committees. Act as main liaison for flash reporting incidents related to Compliance and AML matters. Oversee secretariat functions for Compliance committees, ensuring effective communication and documentation. Strategy & Financial Planning Manage the coordination and submission of Compliance Action Program plans to Head Office. Prepare budget plans and expense management. Monitor Compliance initiatives and achievement to enhance compliance culture and organizational performance. Entertainment & Gift Advisory Provide advisory services and assess Entertainment & Gift requests for compliance with policies. Policy Management Review and update policies to align with regulations and Head Office directives. Maintain the policy register and engage stakeholders to ensure policies are current and effective. Regulatory Compliance Assess the impact of new regulations on internal policies. Collaborate with stakeholders to update policies for compliance with regulatory changes. Compliance Training Coordinate and oversee compliance training programs to ensure employees understand relevant policies and regulations. Qualifications Bachelor's Degree in relevant field (e.g., Accountancy, Business Studies, Law). 5 years of financial sector experience, with 4‑5 years in related roles. Experience in regulatory analysis and implementation. Strong stakeholder management, effective writing and comprehension skills. MAS Regulatory liaison experience viewed favorably. Seniority Level Executive Employment Type Full‑time Job Function Legal #J-18808-Ljbffr



  • Singapore Mizuho Full time

    A financial services provider in Singapore is seeking an experienced AVP - Compliance, Policy & Regulatory professional. You will manage governance reporting, regulatory compliance, and oversee compliance training programs. The ideal candidate should have 5 years of financial sector experience and a Bachelor's degree in a relevant field. This full-time...


  • Singapore Mizuho Bank Full time $80,000 - $120,000 per year

    The role is critical in supporting the Section Head and Team Lead in executing the functions of the Policy & Planning team. The staff(candidate) will contribute to governance, strategy planning, policy management, regulatory compliance and training initiatives to ensure the organisation's compliance framework aligns with local regulations and Head Office's...


  • Singapore Bank of Singapore Full time

    **Compliance Manager, Regulatory Compliance (AVP)** **-** **(**2500002Q**)** **Description** Bank of Singapore opens doors to new opportunities. Start your career with Bank of Singapore as a **Compliance Manager**! At Bank of Singapore, we are constantly on the lookout for exceptional individuals to join our team. We promote a culture of openness,...


  • Singapore Ethos BeathChapman Full time

    Regulatory Compliance Specialist / AVP – Banking Location: Singapore The Role We are seeking a Regulatory Compliance candidate to join our team in Singapore — an integral role ensuring that our advisory and investment activities operate within the highest regulatory and ethical standards. This is an excellent opportunity for a detail-oriented...


  • Singapore Moody's Investors Service Full time

    **The Role / Responsibilities**: The Compliance Assistant Vice President (Compliance AVP) will work as a project manager in an evolving regulatory environment within the Global Compliance Project Management and Regulatory Filings team. The individual will assist the Compliance team by managing projects related to regulatory examinations, regulatory...


  • Singapore Ethos BeathChapman Full time

    A leading financial services firm in Singapore is seeking a Regulatory Compliance Specialist / AVP. This role focuses on ensuring adherence to regulatory standards while providing advisory support across various business functions. The ideal candidate has a degree in Law, Finance, or Business and 5 to 10 years of experience in Regulatory Compliance. Strong...


  • Singapore IQ EQ REGULATORY COMPLIANCE (SINGAPORE) PTE. LTD. Full time

    Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...


  • Singapore Bank of Singapore Full time

    **Compliance Manager, Regulatory Advisory (AVP)** **-** **(**240001H3**)** **Description** **Primary Responsibility*** **MAIN DUTIES** - Take a consultative approach in providing timely and quality advice to business, risk and infrastructure units on compliance, regulatory and policy matters. - Formulate and timely update Compliance head office policies...


  • Singapore ZM Financial Systems Full time

    Imagine what we can INSPIRE with you Moody’s empowers people to make better decisions and achieve brighter futures. This is what motivates us to bring out the best in our products and our people. Join us. Forward Together.- - Moody’s Shared Services are the front line professionals including Finance, Technology, Legal, Compliance and Human Resources,...


  • Singapore Blackstone Full time

    Legal & Compliance – Singapore Compliance, AVP/VP Join to apply for the Legal & Compliance – Singapore Compliance, AVP/VP role at Blackstone . Blackstone is the world’s largest alternative asset manager. We seek to create positive economic impact and long-term value for our investors, the companies we invest in, and the communities in which we work. We...