AVP, KYC Control Team

2 days ago

Singapore Sumitomo Group Full time $80,000 - $120,000 per year

Responsibilities

  • Conducting daily AML assessments and approval of KYC reviews for new and existing customers, at normal and enhanced due diligence level in line with AML policies and HO memoranda.
  • Reviewer and approver for updates to customer information in KYC system.
  • Interpreting and analysing KYC data to accurately risk access new and existing clients, making sound judgement calls in terms of escalation and risk mitigation.
  • Conducting daily AML assessments of screening alerts in line with AML policies and HO memoranda, and to advice Front Office on issues in these reviews or transactions.
  • Function as a subject matter expert on AML related issues, providing guidance to others where required, providing advice on customer due diligence that is risk based and proportionate, in accordance with regulatory guidance.
  • Embed and improve the client screening process and adapt it to new technology as required.
  • Liaise with Front Office and Legal & Compliance departments for AML related issues.
  • Participation in ad hoc and project work as required.
  • Conduct study meeting to other sections on AML related matters.
  • Any other assignments from Dept/Group Head.

Requirements

  • At least Bachelor's degree
  • At least 3 years of experience in KYC Periodic Review as a Checker for Corporate customers
  • Able to link diverse information to build a full picture and spot inconsistencies
  • Good knowledge of MAS regulation on AML and Sanctions requirements including KYC, Screening
  • Good team player within the department and organization
  • Good communications skills, hands on, independent and proactive in carrying out investigation on customers and/or transactions.
  • Able to work with front office and back office

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