Controls Kyc Specialist

Singapore
- Operations, Risk
- Global Wealth Management

**Job Reference #**
- 313649BR

**City**
- Singapore

**Job Type**
- Full Time

**Your role**
- Are you a self-starter with a strong risk and controls awareness? Do you see opportunity when faced with challenging problem and willing to deep dive to identify solutions and deliver results? We’re looking for a motivated and detailed oriented individual to support the team.

In this role, you will:

- Perform control testing covering onboarding, periodic KYC review, client lifecycle changes and transactional processes.
- Review KYC and account documents to validate plausibility of client’s source of wealth corroboration, accuracy & completeness of client data maintenance and ensure control procedures are adhered to
- Run reconciliation reports to identify and investigate exceptions.
- Support in internal and external audit in process walkthrough and samples preparation.
- Design and implement new control testings and reconciliation reports to address key risk areas and ensure compliance to bank policy and regulations.
- Identify and support implementation of process improvements ideas and automation opportunities around complex controls and processes.
- Be a direct liaison with Front Support Office, Operations team and other business partners, including Legal and Compliance, Business Risk Management, Project Teams etc.
- Ensure adherence to regulations, guidelines, standards and UBS policies while maintaining a highly developed awareness of potential legislative and UBS policy breaches and proactively prevent their occurrence.
- Engage in adhoc projects, cross-border initiatives and new regulatory initiatives.

**Your team**
- You’ll be working in the Global Wealth Management COO BRO - Controls Team in Singapore. We are responsible for control activities over GWM COO activities for Hong Kong and Singapore

**Your expertise**
- A university degree, with at least 2 years of experience in financial industry.
- Experience in wealth management client source of wealth corroboration / AML reviews and an understanding of onboarding and periodic KYC review process.
- Strong risk and control mindset with a structured and logical approach to analysis and problem solving skills.

**About us**
- UBS is the world’s largest and the only truly global wealth manager. We operate through four business divisions: Global Wealth Management, Personal & Corporate Banking, Asset Management and the Investment Bank. Our global reach and the breadth of our expertise set us apart from our competitors..

We have a presence in all major financial centers in more than 50 countries.

**How we hire**

**Join us**
- At UBS, we embrace flexible ways of working when the role permits. We offer different working arrangements like part-time, job-sharing and hybrid (office and home) working. Our purpose-led culture and global infrastructure help us connect, collaborate, and work together in agile ways to meet all our business needs.

From gaining new experiences in different roles to acquiring fresh knowledge and skills, we know that great work is never done alone. We know that it's our people, with their unique backgrounds, skills, experience levels and interests, who drive our ongoing success. Together we’re more than ourselves. Ready to be part of #teamUBS and make an impact?

**Contact Details**
- UBS Business Solutions SA
UBS Recruiting

**Disclaimer / Policy statements**
- UBS is an Equal Opportunity Employer. We respect and seek to empower each individual and support the diverse cultures, perspectives, skills and experiences within our workforce.