Regulatory Compliance and Contracts Manager

Manage a portfolio of clients - Provide advisory and consultancy services to clients - Submit and/or review of regulatory filings and notifications - Liaise and correspond with MAS and auditors - Periodic compliance reporting to senior management or board of directors - Provide or review compliance manual - Provide or review compliance checklists, registers,...

**Position Summary**: Support and assist IQEQ’s investment adviser client by providing regulatory compliance services through oversight of the execution and continuous improvement of the client’s compliance program, which meet the requirements of SEC Rules 206(4)-7 and 38a-1, including other state and federal securities laws and regulations. Update the...

Join to apply for the Senior Manager/Assistant Director, Compliance Policy & Analytics Department role at ACRA - Accounting and Corporate Regulatory Authority What The Role Is What The Role Is BE PART OF A HIGH PERFORMING TEAM At ACRA, we are always on the lookout for high performing individuals who share our ambition of making Singapore the best place for...

**What the role is** **What you will be working on** - You will investigate non-compliances reported to the Compliance Division and make recommendations on the regulatory actions to be taken. Examples of non-compliances include conducting games not in accordance with the approved game rules and failure to conduct prevention of money laundering measures in...

**What the role is** **What you will be working on** - You will investigate non-compliances reported to the Compliance Division and make recommendations on the regulatory actions to be taken. Examples of non-compliances include conducting games not in accordance with the approved game rules and failure to conduct prevention of money laundering measures in...

Proactively manage FPSO and Project regulatory requirement stemming from regulatory authorities, Flag State, Class, etc from Bidding, Project Execution phases until handing over to Operations Department. - Lead and manage acquisitions of required approvals, certificates, permits, licenses, notifications, and consents to deliver regulatory-compliant FPSO and...

Join us. Let’s care for tomorrow. At Allianz Global Investors we foster a culture of professionalism, fulfilment, and an inclusive working environment. Do you want to be part of a leading active asset management company? Then join us now! As part of the Asia Pacific (AP) Business& Regulatory Compliance team, the (Senior) Compliance Manager, based in...

**Overview**: **Key Responsibilities**: - **Regulatory Compliance**: - **Regulatory Gap Assessments**: Conduct and manage gap assessments for existing and new regulations to ensure the organisation’s policies are aligned with current and emerging regulatory requirements. - **Global Compliance Alignment**: Develop and localise compliance policies based on...

Roles & ResponsibilitiesJob ResponsibilitiesRegulatory Compliance & internal Reporting1. Perform tracking and recording of new regulations / regulatory updates / consultation papers daily.2. Identify new and revised local and BNM regulatory requirements and assess their applicability to HLBS and Head Office ("HO").3. Communicate relevant new and updated...

**Join us. Let’s care for tomorrow.** At Allianz Global Investors we foster a culture of professionalism, fulfilment, and an inclusive working environment. Do you want to be part of a leading active asset management company? Then join us now! As part of the Asia Pacific (AP) Business & Regulatory Compliance team, the (Senior) Compliance Manager, based in...