
Risk & Compliance Manager
7 days ago
Our Client, one of the leading and largest asset managers is now seeking to bring onboard a Risk & Compliance to join their Singapore team. You will be working closely with the CEO and the Board of Directors.
**Key Responsibilities**:
- Responsible on implementing and monitoring the risks and corporate governance matters of the company and updating of the relevant policies in compliance to the regulations
- Licensing requirements for business representatives and entities to conduct regulated activities
- Reviewing of counterparties and clients' onboarding and periodic AML/KYC document
- Liaison Officer to regulators and reviewing of marketing materials
**Key Requirements**:
- Minimum 3-5 years of relevant experience
- Familiar with SFA, FAA, Companies Act
- Familiar with Retail Funds / Accredited Funds and offshore funds, e.g. Lux/Dublin UCITS
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