Compliance Manager

6 days ago

Singapore ASIA GENESIS ASSET MANAGEMENT PTE. LTD. Full time

**Company Overview**

Asia Genesis Asset Management Pte. Ltd. (“AGAM”) is an Asia-focused alternative investment management firm based in Singapore, with close to 20 years of history.

The Company is focused on delivering superior and sustainable risk-adjusted returns for its investors, with an emphasis on trust, integrity, and reliability. We provide world class results and solutions to our clients in our expert space and were the investment manager for a top performing global macro fund, Japan Macro Fund, with an annualized return of 26.02% with low downside volatility. We partner with an impressive list of experienced professionals with a collaborative culture that promotes excellence, growth, and success.

We are looking for a high calibre, driven, meticulous and strong independent individual to join us.

**Key Responsibilities and Expectations**
- Ensure compliance with all regulatory obligations including licensing requirements and AML/CFT
- Develop and maintain effective compliance framework and policies
- Maintain effective controls, policies, and procedures to identify, document, and manage all material risks
- Lead ongoing compliance and provide guidance on day-to-day operations within the compliance framework, including new business initiatives, client onboarding, products and projects, outsourcing arrangements, third-party agreements, business continuity and cybersecurity
- Point of contact for regulators, collaborate with regulators on inquiries, notifications, and inspections
- Compile reports and regulatory filings for submission to regulators
- Monitor and evaluate new emerging regulations from MAS and other relevant authorities
- Perform risk assessments in accordance with changing landscape and propose improvements
- Drive initiatives to strengthen controls, policies and procedures, and regulatory measures
- Enhance AML/CFT policies and procedures, perform analysis and remediation
- Review client accounts, provide alerts for potential suspicious transactions
- Conduct operational reviews, investigate issues, and recommend enhancements
- Coordinate and complete internal and external audits, including commenting on and closing audit findings and recommendations.
- Conduct compliance training workshops for employees
- Adhoc responsibilities as assigned by the Management

**Requirements**:

- Bachelor’s Degree or equivalent
- At least 5 years of experience as Compliance Officer in a Licence Fund Management Company
- Extensive working experience with MAS is a plus
- Strong knowledge of MAS’ regulatory regime
- Confident with excellent organisational and communication skills for effective engagement with senior stakeholders and regulators
- Dynamic, with ability to multi-task and excel in a fast-paced environment
- Singapore citizens preferred

We regret to inform that only shortlisted applicants will be notified.

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